Markets & Securities Services - Trade Support Assistant Vice President

Sumitomo
London
Workplace: HybridFull timeFunction: Executive & General ManagementSkills: ["Analytical","Problem-solving","Communication","Stakeholder management","Organizational skills"]

Own front-to-back trade and transaction reporting reconciliations for EMIR, MiFIR, and SFTR, ensuring regulatory reporting is accurate, complete, and submitted on time. Execute reconciliation controls, investigate and resolve exceptions using root-cause analysis, and maintain pairing/matching and UTI alignment. Support daily submission and validation, track regulatory change, and translate requirements into improved controls and processes while partnering across Operations, Compliance, Technology, and Front Office.

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Sumitomo
Sumitomo
2 months ago

Markets & Securities Services - Trade Support Assistant Vice President

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Source: Company careers pageValidated by: Fursa AI
Last checked: 8 hours agoStatus: Live

Job Summary

Own front-to-back trade and transaction reporting reconciliations for EMIR, MiFIR, and SFTR, ensuring regulatory reporting is accurate, complete, and submitted on time. Execute reconciliation controls, investigate and resolve exceptions using root-cause analysis, and maintain pairing/matching and UTI alignment. Support daily submission and validation, track regulatory change, and translate requirements into improved controls and processes while partnering across Operations, Compliance, Technology, and Front Office.
Location: London
Workplace: Hybrid
Employment Type: Full time
Job Function: Executive & General Management
Seniority: Sr. Director level

Key Responsibilities

  • •Execute and oversee daily reconciliation controls to validate regulatory reporting accuracy and completeness.
  • •Investigate, prioritize, and resolve reporting exceptions, performing root cause analysis where required.
  • •Monitor completeness, pairing, and matching controls, including UTI alignment and counterparty reporting.
  • •Support daily regulatory reporting submissions and validation processes.
  • •Track regulatory developments and translate requirements into control and process enhancements, producing MI and governance updates while collaborating across internal teams and third-party vendors.

Pay and Benefits

Perks:Hybrid WorkPaid LeaveHealth InsuranceLife InsuranceLearning Budget

Key Requirements

  • •Experience in regulatory reporting, financial markets operations, or trade reporting environments.
  • •Strong analytical and problem-solving skills managing reconciliation exceptions, including root cause analysis where required.
  • •Knowledge of trade lifecycle, data lineage, and UTI/UPI frameworks, with experience applying regulatory reporting controls.
  • •Understanding of EMIR, MiFIR, and/or SFTR regulations and how they affect reconciliation and reporting.
  • •Ability to define business requirements, run gap analysis, and partner with technology teams on system enhancements.
Experience:Financial servicesCapital markets
Skills:AnalyticalProblem-solvingCommunicationStakeholder managementOrganizational skills

Company Brief

Sumitomo
Sumitomo Corporation is a global diversified trading and investment conglomerate engaged in metal products, transportation, infrastructure, media, real estate, and other business domains through investments, trading, and integrated solutions worldwide.
Industry: Conglomerates & Holding Companies
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Tokyo, Japan
Founded: 1919
WebsiteLinkedIn