EDD Analyst I

Interactive Brokers Group
Chicago
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 5+ yearsSkills: ["Focused","Adaptable","Collaborative","Strong time management","Detailed","Organizational","Independent","Multi-tasking","Strong communication"]

Conduct enhanced due diligence by performing ongoing reviews of client profiles and transactions, maintaining documentation tracking and deadlines, and supporting process improvements. Execute negative news and public-domain searches for high-risk clients and related parties, while applying IBKR policies to meet regulatory obligations including the Bank Secrecy Act and USA PATRIOT Act. You’ll work in a small Chicago team with a focus on independence, collaboration, and strong time management.

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FursaFursa
Interactive Brokers Group
Interactive Brokers Group
1 week ago

EDD Analyst I

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Source: Company careers pageValidated by: Fursa AI
Last checked: 2 days agoStatus: Live

Job Summary

Conduct enhanced due diligence by performing ongoing reviews of client profiles and transactions, maintaining documentation tracking and deadlines, and supporting process improvements. Execute negative news and public-domain searches for high-risk clients and related parties, while applying IBKR policies to meet regulatory obligations including the Bank Secrecy Act and USA PATRIOT Act. You’ll work in a small Chicago team with a focus on independence, collaboration, and strong time management.
Location: Chicago
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Conduct ongoing reviews of client profiles and transactions per IBKR policy and procedures.
  • •Maintain accurate tracking of assignments and requests for documentation to meet deadlines.
  • •Contribute to streamlining current processes and identify areas for improvement.
  • •Perform negative news and public domain searches on high-risk clients and related parties.

Pay and Benefits

Equity and Bonus:Equity
Perks:401kHealth InsuranceDentalVisionParental LeaveLife InsuranceLong-term DisabilityMeal AllowanceGym Membership

Key Requirements

  • •5+ years of experience in a brokerage or corporate banking environment, including onboarding or reviewing high-risk client relationships and performing EDD.
  • •Regulatory/compliance experience working for an exchange, regulatory organization, broker-dealer, futures commission merchant (FCM), or similar financial services/regulator environment.
  • •Ability to conduct negative news and public-domain searches for high-risk clients and related parties.
  • •Strong written and oral communication skills with excellent attention to detail, organization, and project management.
  • •Background in law, accounting, data analytics, or similar areas is acceptable if you lack direct industry experience.
Experience:5+ yearsFinancial servicesRegulatory complianceBrokerageCorporate bankingAML
Skills:FocusedAdaptableCollaborativeStrong time managementDetailedOrganizationalIndependentMulti-taskingStrong communication
Licenses:SIESeries 7
Certifications:ACAMSCFECFCSSIESeries 7
Tech Stack:ComputersTechnology

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn