Robinhood

1 month ago

Risk and Compliance Senior Associate

✓ Verified Job

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Source: Company careers pageValidated by: Fursa AI

Last checked: 1 hour agoStatus: Live

Job Summary

Join our UK Risk & Compliance team to shape and strengthen Robinhood UK’s regulatory program. You will lead compliance initiatives, develop risk and control frameworks, guide product design and operations, and partner with Legal, Product, Operations and business teams to ensure regulatory obligations are met while supporting responsible growth in financial services from our London office.

Location: London

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Support the design, implementation, and ongoing enhancement of compliance and risk management processes aligned with internal policies and regulatory requirements.
•Lead components of the UK compliance monitoring program, including coordinating reviews, documenting findings, and tracking remediation activities.
•Assess upcoming regulatory developments and evaluate the impact on policies, procedures, controls, and business operations.
•Review and provide guidance on compliance approvals and escalation processes, including financial promotions, product reviews, complaints investigations, and customer communications.
•Partner with Product, Legal, Operations, and business teams to identify risks, strengthen controls, and improve compliance-related processes and reporting.

Pay and Benefits

Perks:Health InsuranceEquityCommuter Benefits

Key Requirements

•Based in the United Kingdom and able to work in our London office (in-person attendance at least 3 days per week).
•3-5 years of compliance experience within UK financial services, including experience in an FCA-regulated environment.
•Strong working knowledge of UK regulatory requirements, including Consumer Duty, financial promotions, complaints handling, governance, compliance monitoring, and risk & control frameworks.
•Experience managing compliance projects or workstreams involving multiple business areas and operational stakeholders.
•Clear written and verbal communication skills with strong attention to detail and good problem-solving abilities.

Experience:3-5 yearsFintechFinancial servicesUK regulatory

Education:Bachelor's

Skills:CommunicationProblem-solvingAttention to detailIndependencePrioritization

Languages:English

Company Brief

Robinhood

Commission-free trading platform offering stocks, ETFs, options, and cryptocurrencies, plus cash management and retirement products. Aims to democratize finance through easy-to-use mobile and web apps for retail investors.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Menlo Park, United States

Founded: 2013

Website LinkedIn

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Robinhood

1 month ago

Risk and Compliance Senior Associate

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 1 hour agoStatus: Live

Job Summary

Location: London

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Support the design, implementation, and ongoing enhancement of compliance and risk management processes aligned with internal policies and regulatory requirements.
•Lead components of the UK compliance monitoring program, including coordinating reviews, documenting findings, and tracking remediation activities.
•Assess upcoming regulatory developments and evaluate the impact on policies, procedures, controls, and business operations.
•Review and provide guidance on compliance approvals and escalation processes, including financial promotions, product reviews, complaints investigations, and customer communications.
•Partner with Product, Legal, Operations, and business teams to identify risks, strengthen controls, and improve compliance-related processes and reporting.

Pay and Benefits

Perks:Health InsuranceEquityCommuter Benefits

Key Requirements

•Based in the United Kingdom and able to work in our London office (in-person attendance at least 3 days per week).
•3-5 years of compliance experience within UK financial services, including experience in an FCA-regulated environment.
•Strong working knowledge of UK regulatory requirements, including Consumer Duty, financial promotions, complaints handling, governance, compliance monitoring, and risk & control frameworks.
•Experience managing compliance projects or workstreams involving multiple business areas and operational stakeholders.
•Clear written and verbal communication skills with strong attention to detail and good problem-solving abilities.

Experience:3-5 yearsFintechFinancial servicesUK regulatory

Education:Bachelor's

Skills:CommunicationProblem-solvingAttention to detailIndependencePrioritization

Languages:English

Company Brief

Robinhood

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Menlo Park, United States

Founded: 2013

Website LinkedIn