Northern Trust

3 weeks ago

Auditor - AML and Financial Crimes

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 8 hours agoStatus: Live

Job Summary

Conduct and document audits of the Northern Trust AML/Financial Crimes program, including planning, execution, reporting, and evaluation of AML controls such as KYC (CDD/EDD), transaction monitoring, risk assessment, sanctions and PEP screening. Stay current on regulatory changes, contribute to special projects, and communicate audit results and recommendations to business partners. Provide technical auditing expertise, training, and coaching to auditors while adhering to internal standards and methodology.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Finance & Accounting

Seniority: Mid level

Key Responsibilities

•Plan, execute, and report on AML/Financial Crimes audits in accordance with the annual audit plan.
•Evaluate the design and operating effectiveness of AML-related controls, including KYC (CDD/EDD), transaction monitoring, AML risk assessment, training and governance, and sanctions/PEP screening.
•Function in various roles on audit engagements, including leading audits and providing consulting or oversight as needed.
•Stay current on regulatory rules and changes within the industry.
•Communicate audit results and recommendations to business unit partners and provide training, coaching, and technical auditing expertise to auditors.

Pay and Benefits

Salary: USD 61,500 - 98,300

Equity and Bonus:Equity

Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisability Insurance

Key Requirements

•2+ years of auditing and/or systems experience in a financial institution, or similar public accounting experience in financial services.
•A college or university degree.
•Knowledge of auditing in the financial services industry and basic accounting principles.
•Strong analytical and organizational skills to conduct audits and identify control weaknesses.
•Strong report writing and workpaper documentation skills; certifications (e.g., CAMS, CFE, CPA, CISA, CIA, ACA, ACCA) and/or an MBA are preferred.

Experience:2+ years

Education:Bachelor's

Skills:Analytical skillsOrganizational skillsReport writingWorkpaper documentationCommunication

Certifications:CAMSCFECPACISACIAACAACCA

Eligibility

Visa:H-1BL-1TNO-1E-3H-1B1F-1J-1OPTCPT

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn

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Northern Trust

3 weeks ago

Auditor - AML and Financial Crimes

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 8 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Finance & Accounting

Seniority: Mid level

Key Responsibilities

•Plan, execute, and report on AML/Financial Crimes audits in accordance with the annual audit plan.
•Evaluate the design and operating effectiveness of AML-related controls, including KYC (CDD/EDD), transaction monitoring, AML risk assessment, training and governance, and sanctions/PEP screening.
•Function in various roles on audit engagements, including leading audits and providing consulting or oversight as needed.
•Stay current on regulatory rules and changes within the industry.
•Communicate audit results and recommendations to business unit partners and provide training, coaching, and technical auditing expertise to auditors.

Pay and Benefits

Salary: USD 61,500 - 98,300

Equity and Bonus:Equity

Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisability Insurance

Key Requirements

•2+ years of auditing and/or systems experience in a financial institution, or similar public accounting experience in financial services.
•A college or university degree.
•Knowledge of auditing in the financial services industry and basic accounting principles.
•Strong analytical and organizational skills to conduct audits and identify control weaknesses.
•Strong report writing and workpaper documentation skills; certifications (e.g., CAMS, CFE, CPA, CISA, CIA, ACA, ACCA) and/or an MBA are preferred.

Experience:2+ years

Education:Bachelor's

Skills:Analytical skillsOrganizational skillsReport writingWorkpaper documentationCommunication

Certifications:CAMSCFECPACISACIAACAACCA

Eligibility

Visa:H-1BL-1TNO-1E-3H-1B1F-1J-1OPTCPT

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn