HSBC

1 week ago

Manager Operations - Transfer Agency (Bangalore, KA, IN, 560103)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 4 hours agoStatus: Live

Job Summary

Lead Transfer Agency Operations in the AML/KYC team, ensuring high-quality client service by minimizing risk and maximizing profitability through effective cost and resource management. Own and improve end-to-end processes, support onshore coordination, and manage people and processing activities across multiple jurisdictions. Execute AML/KYC duties including CDD/EDD, investor onboarding, transaction monitoring, negative news screening, reconciliations, and investigations, while driving user acceptance testing and projects.

Location: Bengaluru

Workplace: Onsite

Employment Type: Full time

Job Function: Business Operations

Seniority: Manager level

Key Responsibilities

•Ensure high-quality client service in Transfer Agency AML/KYC by minimizing risks and maximizing profit through effective cost/resource management.
•Continuously review, improve, and implement process and procedures; communicate changes effectively and maintain quality/productivity through internal audit checks.
•Manage processing activities including transaction checking, investigations/escalations, and reconciliation of cash and unit accounts (including break investigations).
•Drive AML/KYC responsibilities for investor onboarding and monitoring, including CDD/EDD, verification of identity documents and legal status, and identification of UBOs, PEPs, and high-risk cases.
•Lead user acceptance testing and projects for both onshore and GSC, maintain stakeholder relationships, and produce management information reporting.

Key Requirements

•Post-graduate diploma or degree in Commerce or an equivalent financial background.
•Minimum 5-7 years of experience in a securities processing environment with AML/KYC processes, including at least 24 months in Transfer Agency Operations AML/KYC (mandatory).
•Experience in Transfer Agency covering Registration, Dealing, Payments, and Reconciliation, with knowledge of mutual/hedge fund operations.
•Strong knowledge of AML/KYC and related risks such as sanctions, including CDD and EDD capabilities.
•Ability to communicate in English and use analytical skills to interpret numeric data and identify trends; strong leadership and production/process improvement skills.

Experience:5-7 years

Education:

Skills:LeadershipProcess improvementRisk managementAnalytical skillsCommunication

Certifications:AML KYCCISI – Chartered Institute for Securities and Investment Certifications

Languages:English

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

1 week ago

Manager Operations - Transfer Agency (Bangalore, KA, IN, 560103)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 4 hours agoStatus: Live

Job Summary

Location: Bengaluru

Workplace: Onsite

Employment Type: Full time

Job Function: Business Operations

Seniority: Manager level

Key Responsibilities

•Ensure high-quality client service in Transfer Agency AML/KYC by minimizing risks and maximizing profit through effective cost/resource management.
•Continuously review, improve, and implement process and procedures; communicate changes effectively and maintain quality/productivity through internal audit checks.
•Manage processing activities including transaction checking, investigations/escalations, and reconciliation of cash and unit accounts (including break investigations).
•Drive AML/KYC responsibilities for investor onboarding and monitoring, including CDD/EDD, verification of identity documents and legal status, and identification of UBOs, PEPs, and high-risk cases.
•Lead user acceptance testing and projects for both onshore and GSC, maintain stakeholder relationships, and produce management information reporting.

Key Requirements

•Post-graduate diploma or degree in Commerce or an equivalent financial background.
•Minimum 5-7 years of experience in a securities processing environment with AML/KYC processes, including at least 24 months in Transfer Agency Operations AML/KYC (mandatory).
•Experience in Transfer Agency covering Registration, Dealing, Payments, and Reconciliation, with knowledge of mutual/hedge fund operations.
•Strong knowledge of AML/KYC and related risks such as sanctions, including CDD and EDD capabilities.
•Ability to communicate in English and use analytical skills to interpret numeric data and identify trends; strong leadership and production/process improvement skills.

Experience:5-7 years

Education:

Skills:LeadershipProcess improvementRisk managementAnalytical skillsCommunication

Certifications:AML KYCCISI – Chartered Institute for Securities and Investment Certifications

Languages:English

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn