1 day ago

Singapore Compliance – Vice President

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Oversee and strengthen the firm’s Singapore compliance framework, covering regulatory reporting, monitoring and testing, licensing, regulatory engagement, governance reporting, and implementation of regulatory change. Lead and manage regulatory inquiries, inspections, audits, and investigations, and develop compliance policies, controls, and training. Partner with senior management, business stakeholders, regional Compliance teams, and regulators across Equities and Fixed Income Sales & Trading, Research, and Investment Banking.

Location: Singapore

Workplace: Onsite

Employment Type: Full time

Job Function: Executive & General Management

Seniority: Sr. Director level

Key Responsibilities

•Provide oversight and governance of Singapore regulatory reporting obligations to meet regulatory requirements and internal standards.
•Coordinate and manage regulatory enquiries, inspections, audits, and investigations, ensuring timely, accurate, and reviewed responses.
•Enhance and execute compliance monitoring and testing, including surveillance of trading activities and review of key controls to mitigate regulatory risks.
•Oversee Singapore regulatory licensing matters, including staff licensing applications, regulatory filings, annual returns, and maintaining licensing records.
•Develop, implement, and maintain compliance policies, procedures, and controls, and support compliance training and culture-building.

Key Requirements

•Minimum 10 years of compliance/internal controls, regulatory advisory, audit, or risk management experience in securities or broader financial services.
•Prior experience in a global investment bank, securities firm, financial institution, consulting firm, or financial services audit environment.
•Strong understanding of Singapore financial services regulations, markets, products, and regulatory expectations, especially MAS and SGX rules.
•Experience with regulatory reporting, compliance monitoring and testing, licensing, regulatory inspections, and implementation of regulatory change.
•Excellent written and verbal communication skills with the ability to engage senior stakeholders, business teams, compliance colleagues, and regulators.

Experience:10+ yearsCapital marketsSecuritiesFinancial servicesRegulatory compliance

Skills:Analytical skillsProblem-solvingJudgementCommunicationOrganizational skillsLeadershipIndependence

Company Brief

Jefferies

Global investment banking and capital markets firm providing advisory, underwriting, trading, research, and asset management services to corporations, governments, and institutional investors.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: New York, United States

Founded: 1962

Website LinkedIn

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Jefferies

1 day ago

Singapore Compliance – Vice President

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Location: Singapore

Workplace: Onsite

Employment Type: Full time

Job Function: Executive & General Management

Seniority: Sr. Director level

Key Responsibilities

•Provide oversight and governance of Singapore regulatory reporting obligations to meet regulatory requirements and internal standards.
•Coordinate and manage regulatory enquiries, inspections, audits, and investigations, ensuring timely, accurate, and reviewed responses.
•Enhance and execute compliance monitoring and testing, including surveillance of trading activities and review of key controls to mitigate regulatory risks.
•Oversee Singapore regulatory licensing matters, including staff licensing applications, regulatory filings, annual returns, and maintaining licensing records.
•Develop, implement, and maintain compliance policies, procedures, and controls, and support compliance training and culture-building.

Key Requirements

•Minimum 10 years of compliance/internal controls, regulatory advisory, audit, or risk management experience in securities or broader financial services.
•Prior experience in a global investment bank, securities firm, financial institution, consulting firm, or financial services audit environment.
•Strong understanding of Singapore financial services regulations, markets, products, and regulatory expectations, especially MAS and SGX rules.
•Experience with regulatory reporting, compliance monitoring and testing, licensing, regulatory inspections, and implementation of regulatory change.
•Excellent written and verbal communication skills with the ability to engage senior stakeholders, business teams, compliance colleagues, and regulators.

Experience:10+ yearsCapital marketsSecuritiesFinancial servicesRegulatory compliance

Skills:Analytical skillsProblem-solvingJudgementCommunicationOrganizational skillsLeadershipIndependence

Company Brief

Jefferies

Global investment banking and capital markets firm providing advisory, underwriting, trading, research, and asset management services to corporations, governments, and institutional investors.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: New York, United States

Founded: 1962

Website LinkedIn