Principal Auditor, (Experienced Senior Auditor) AML/Fraud and Ethics Audits (Hybrid)

Discover Financial
Charlotte, Virginia, Richmond, New York, Plano
Workplace: HybridFull timeUSD 109,900 - 125,400 annuallyFunction: Finance & AccountingExperience: 4+ yearsEducation: bachelorsSkills: ["Critical thinking","Objectivity","Focus on quality","Adaptability","Influential relationship building"]

Lead AML/Fraud and Ethics audit engagements within the Audit function, focusing on BSA/AML, sanctions, and fraud compliance workstreams that inform the annual audit plan. Conduct risk assessments, perform testing aligned to audited processes, and deliver clear issue, risk, and recommendation communications to management. Use data analytics and tools during planning and fieldwork, manage audit execution independently, and follow up on agreed actions to ensure timely completion.

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Discover Financial
Discover Financial
2 days ago

Principal Auditor, (Experienced Senior Auditor) AML/Fraud and Ethics Audits (Hybrid)

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Last checked: 11 hours agoStatus: Live

Job Summary

Lead AML/Fraud and Ethics audit engagements within the Audit function, focusing on BSA/AML, sanctions, and fraud compliance workstreams that inform the annual audit plan. Conduct risk assessments, perform testing aligned to audited processes, and deliver clear issue, risk, and recommendation communications to management. Use data analytics and tools during planning and fieldwork, manage audit execution independently, and follow up on agreed actions to ensure timely completion.
Location: Charlotte, Virginia, Richmond, New York, Plano
Workplace: Hybrid
Employment Type: Full time
Job Function: Finance & Accounting
Seniority: Mid level

Key Responsibilities

  • •Participate in business unit audit components and lead small to medium AML, sanctions, and fraud compliance audits.
  • •Perform risk assessments and plan relevant testing based on risks and control processes.
  • •Independently execute audit work to schedule and quality standards.
  • •Communicate issues, risks, and recommendations to all levels of management.
  • •Use data and analytical tools during planning and fieldwork, and follow up on agreed audit actions.

Pay and Benefits

Salary: USD 109,900 - 125,400 annually

Key Requirements

  • •Bachelor’s degree or military experience.
  • •At least 4 years of experience in auditing, Anti-Money Laundering, Fraud, or Sanctions (or a combination).
  • •4+ years of experience in auditing/compliance within banking or the financial services industry.
  • •1+ years of experience performing data analysis in support of internal auditing.
  • •Preferred: hold relevant certifications such as CFE, CAMS, CRCM, or CIA.
Experience:4+ yearsBankingFinancial servicesProfessional services
Education:Bachelor's
Skills:Critical thinkingObjectivityFocus on qualityAdaptabilityInfluential relationship building
Certifications:Certified Fraud Examiner (CFE)Certified Anti-Money Laundering Specialist (CAMS)Certified Regulatory Compliance Manager (CRCM)Certified Internal Auditor (CIA)

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Discover Financial
Provides consumer banking products, credit cards, personal loans, and payment services through the Discover brand. It operates a major U.S. financial network and serves individuals and merchants with lending and digital payment solutions.
Industry: Retail Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 10M to 25M
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Riverwoods, United States
Founded: 1985
WebsiteLinkedIn