AVP Operations (Bangalore, KA, IN, 560103)

HSBC
Bengaluru
Workplace: OnsiteFull timeFunction: Business OperationsExperience: 7+ yearsEducation: bachelorsSkills: ["Inter-personal skills","Decision making","Leadership","Risk management","Team leadership","Capacity reporting"]

Lead operations for Securities Services delivery by coordinating teams, ensuring service levels, and updating procedures in response to FIM and regulatory changes. Drive proactive risk management for MSIIs, using technology to mitigate risks. Own capacity reporting, AML/KYC compliance workflows, and accurate documentation in AML databases and core systems, including CDD/EDD for mutual fund investors and stakeholder coordination.

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FursaFursa
HSBC
HSBC
2 days ago

AVP Operations (Bangalore, KA, IN, 560103)

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Source: Company careers pageValidated by: Fursa AI
Last checked: 9 hours agoStatus: Live
Reposted: similar role first listed 6 months ago

Job Summary

Lead operations for Securities Services delivery by coordinating teams, ensuring service levels, and updating procedures in response to FIM and regulatory changes. Drive proactive risk management for MSIIs, using technology to mitigate risks. Own capacity reporting, AML/KYC compliance workflows, and accurate documentation in AML databases and core systems, including CDD/EDD for mutual fund investors and stakeholder coordination.
Location: Bengaluru
Workplace: Onsite
Employment Type: Full time
Job Function: Business Operations
Seniority: Manager level

Key Responsibilities

  • •Maintain and enhance Securities Services reputation for delivery through ongoing interaction with key clients and coordination of staff involved in client service.
  • •Ensure client services meet expectations and follow up with operational departments when service levels fall short.
  • •Proactively identify, prioritize, and remediate MSIIs/top and emerging risks; mitigate risk through efficient technology use.
  • •Own capacity reporting and stay current with local AML/KYC regulatory requirements affecting Transfer Agent activities.
  • •Perform CDD/EDD, including reviewing investor identity documents, verifying corporate legal status and UBOs, and ensuring AML database/core-system records and documentation retention align with requirements.

Key Requirements

  • •A graduate or post-graduate diploma/degree in Accounting, Finance and Banking is required.
  • •Certification in AML/KYC risk management; knowledge of the securities industry is essential (CISI – Chartered Institute for Securities and Investment Certifications).
  • •7–8+ years of prior experience in Transfer Agency AML/KYC services (teams preferred), or the same years in an AML/KYC function in non-transfer agency business.
  • •Working knowledge of regulations such as GDPR, FATCA, CRS, and CSSF; knowledge of TA operational transaction activity for the UK/Europe/Asia industry is desirable.
  • •Relevant financial services industry experience in AML and KYC with proven management experience, plus strong interpersonal, decision-making, and leadership skills.
Experience:7+ yearsFinancial servicesAML/KYCTransfer agencySecurities servicesMutual fundsRisk management
Education:Bachelor's in Accounting, Finance and Banking
Skills:Inter-personal skillsDecision makingLeadershipRisk managementTeam leadershipCapacity reporting
Certifications:AML/KYC risk managementCISI – Chartered Institute for Securities and Investment Certifications

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn