Brokerage Registered Client Service Associate

Truist Financial
Georgia
Workplace: OnsiteFull timeFunction: Solutions Engineering & Sales EngineeringEducation: bachelorsSkills: ["Exceptional telephone skills","Professional client communication","Time management","Self-directed work","Risk mitigation"]

Support Financial Advisors by servicing and maintaining client relationships when they’re unavailable, handling client appointments and communications, and executing trades and order-related requests. Assist with investment research, financial plan preparation, corporate actions, and new business paperwork. Provide operational guidance (including systems navigation and document fulfillment), authenticate high-risk transactions, and coordinate reporting items such as RMDs and insufficient funds. In-office Monday–Friday at the Warner Robins, GA location.

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Truist Financial
Truist Financial
1 day ago

Brokerage Registered Client Service Associate

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Source: Company careers pageValidated by: Fursa AI
Last checked: 1 hour agoStatus: Live
Reposted: first listed 1 day ago

Job Summary

Support Financial Advisors by servicing and maintaining client relationships when they’re unavailable, handling client appointments and communications, and executing trades and order-related requests. Assist with investment research, financial plan preparation, corporate actions, and new business paperwork. Provide operational guidance (including systems navigation and document fulfillment), authenticate high-risk transactions, and coordinate reporting items such as RMDs and insufficient funds. In-office Monday–Friday at the Warner Robins, GA location.
Location: Georgia
Workplace: Onsite
Employment Type: Full time
Job Function: Solutions Engineering & Sales Engineering
Seniority: Entry level

Key Responsibilities

  • •Assist Financial Advisors in servicing clients, including preparing financial plans, conducting investment research, and completing client trades.
  • •Receive and place orders, respond to client inquiries on market information and trading/order features (e.g., GTC, settlement), and process corporate actions where licensed.
  • •Schedule and confirm client appointments, manage the advisor’s calendar, create agendas/summaries, and handle administrative tasks such as calls and expense reports.
  • •Contact potential investment clients using internal and bank leads to maximize sales opportunities.
  • •Authenticate communications and perform high-risk transaction authentication callbacks (e.g., third-party distributions, profile changes, wires) and ensure new business paperwork is submitted accurately.

Pay and Benefits

Perks:Health InsuranceDentalVisionLife Insurance401kPaid HolidaysPaid Leave

Key Requirements

  • •Bachelor’s degree or equivalent experience and related training.
  • •Experience in the securities industry and/or a sales assistant role.
  • •Knowledge of securities markets and brokerage accounts.
  • •Knowledge of annuity product features and attributes.
  • •FINRA SIE plus Series 7 and Series 66 (or 63 & 65 in lieu of 66); candidates may be considered if partially licensed and can obtain additional licenses within 365 days.
Experience:Securities industry
Education:Bachelor's
Skills:Exceptional telephone skillsProfessional client communicationTime managementSelf-directed workRisk mitigation
Licenses:FINRA Series 7FINRA Series 66FINRA Series 63FINRA Series 65
Certifications:FINRA SIEFINRA Series 7FINRA Series 66
Languages:English
Tech Stack:SalesforceMicrosoft Office

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn