Markets & Securities Services - Trade Support Assistant Vice President

Sumitomo
London
Workplace: HybridFull timeFunction: Executive & General ManagementSkills: ["Analytical skills","Problem-solving","Communication","Stakeholder management","Organizational skills"]

Own front-to-back trade and transaction reporting reconciliations for EMIR, MiFIR, and SFTR, ensuring regulatory reporting is accurate, complete, and submitted on time. Execute daily reconciliation controls, investigate and resolve reporting exceptions with root-cause analysis, and monitor pairing/matching controls including UTI alignment. Track regulatory change, translate requirements into control/process enhancements, produce MI and governance updates, and collaborate across Operations, Compliance, Technology, and Front Office.

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Sumitomo
Sumitomo
2 months ago

Markets & Securities Services - Trade Support Assistant Vice President

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Source: Company careers pageValidated by: Fursa AI
Last checked: 18 hours agoStatus: Live

Job Summary

Own front-to-back trade and transaction reporting reconciliations for EMIR, MiFIR, and SFTR, ensuring regulatory reporting is accurate, complete, and submitted on time. Execute daily reconciliation controls, investigate and resolve reporting exceptions with root-cause analysis, and monitor pairing/matching controls including UTI alignment. Track regulatory change, translate requirements into control/process enhancements, produce MI and governance updates, and collaborate across Operations, Compliance, Technology, and Front Office.
Location: London
Workplace: Hybrid
Employment Type: Full time
Job Function: Executive & General Management
Seniority: Sr. Director level

Key Responsibilities

  • •Execute and oversee daily reconciliation controls to validate reporting accuracy and completeness.
  • •Investigate, prioritise, and resolve reporting exceptions, including root cause analysis where required.
  • •Monitor completeness, pairing, and matching controls, including UTI alignment and counterparty reporting.
  • •Support daily regulatory reporting submissions and validation processes.
  • •Track regulatory developments and implement control and process enhancements; produce MI, exception reporting, and governance updates.

Pay and Benefits

Perks:Hybrid WorkingPaid LeavePrivate MedicalLife InsuranceInvalidity Insurance

Key Requirements

  • •Experience in regulatory reporting, financial markets operations, or trade reporting environments.
  • •Knowledge of trade lifecycle, data lineage, UTI/UPI frameworks, and regulatory reporting controls.
  • •Understanding of EMIR, MiFIR, and/or SFTR regulations.
  • •Strong analytical and problem-solving skills with experience managing reconciliation exceptions.
  • •Ability to define business requirements, conduct gap analysis, and work with technology teams on system enhancements.
Experience:Financial marketsRegulatory reporting
Skills:Analytical skillsProblem-solvingCommunicationStakeholder managementOrganizational skills
Tech Stack:EMIRMiFIRSFTRUTI/UPI

Company Brief

Sumitomo
Sumitomo Corporation is a global diversified trading and investment conglomerate engaged in metal products, transportation, infrastructure, media, real estate, and other business domains through investments, trading, and integrated solutions worldwide.
Industry: Conglomerates & Holding Companies
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Tokyo, Japan
Founded: 1919
WebsiteLinkedIn