Compliance-APAC - Client Outreach Associate I

Interactive Brokers Group
Mumbai
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceSkills: ["Detail oriented","Case tracking","Communication","Organization","Process adherence"]

Support the European Compliance team by obtaining Enhanced Due Diligence client documents, chasing pending items, and tracking responses. Perform basic KYC documentation checks and request additional information when needed. Provide regular status updates to the Compliance team and maintain clear, timely client communication to keep due diligence processes moving.

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FursaFursa
Interactive Brokers Group
Interactive Brokers Group
1 month ago

Compliance-APAC - Client Outreach Associate I

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Source: Company careers pageValidated by: Fursa AI
Last checked: 5 days agoStatus: Live

Job Summary

Support the European Compliance team by obtaining Enhanced Due Diligence client documents, chasing pending items, and tracking responses. Perform basic KYC documentation checks and request additional information when needed. Provide regular status updates to the Compliance team and maintain clear, timely client communication to keep due diligence processes moving.
Location: Mumbai
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Assist the European Compliance team in obtaining Enhanced Due Diligence client information and documents.
  • •Communicate with clients and follow up on pending queries or missing documents.
  • •Track client responses for cases with outstanding items.
  • •Perform basic KYC documentation checks and request additional information when needed.
  • •Provide regular updates and status reports to the European Compliance team.

Pay and Benefits

Equity and Bonus:Equity
Perks:Health InsuranceLife InsuranceAnnual BonusHybrid WorkMeal Allowance

Key Requirements

  • •Detail-oriented with strong case tracking and follow-up skills.
  • •Excellent communication skills for working with clients and internal teams.
  • •Strong organization and ability to follow compliance procedures.
  • •Basic KYC documentation knowledge is preferred.
  • •Ability to manage pending queries and documents effectively.
Skills:Detail orientedCase trackingCommunicationOrganizationProcess adherence

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn