3 days ago

Wealth Management Client Associate

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 7 hours agoStatus: Live

Job Summary

Provide sales, operational, administrative, and customer service support to Financial Advisors, including scheduling, preparing investment proposals and routine correspondence, managing client files, and handling mail and phone inquiries. Assist with business development by meeting prospects, contacting existing clients, and coordinating marketing campaigns and seminars with internal teams. Maintain compliance with brokerage record-keeping and regulatory standards while delivering accurate, detail-oriented support.

Location: United States

Workplace: Onsite

Employment Type: Full time

Job Function: Administration & Executive Assistance

Seniority: Mid level

Key Responsibilities

•Provide administrative support for Financial Advisors, including making and tracking appointments and preparing investment proposals/reviews and routine correspondence.
•Maintain client files and supplies, and handle phone inquiries and mail opening/dissemination in line with record-keeping requirements.
•Support business development initiatives by meeting with existing or new prospects and contacting existing clients to review relationships.
•Plan and coordinate marketing campaigns and business development seminars, working with internal departments on joint initiatives.
•Ensure regulatory standards and compliance requirements are met for brokerage industry processes, policies, and procedures.

Pay and Benefits

Salary: USD 20 - 26.39

Perks:Health InsuranceDentalVisionLife InsuranceDisability InsuranceParental Leave401kRetirementPaid LeavePaid HolidayAdoption Assistance

Key Requirements

•High school diploma or equivalent; bachelor’s degree preferred.
•Two to four years of investment industry experience preferred.
•To be eligible for business incentives: FINRA SIE, Series 6 or 7, Series 63, and life, variable life, health, and disability insurance licenses.
•Experience with brokerage industry policies and procedures, including FINRA/SEC regulatory standards and compliance requirements.
•Ability to contact and profile clients, leads, and prospects and maintain strong analytical, organizational, and communication skills.

Experience:2-4 yearsInvestment industryBrokerageFinancial servicesInvestment advisory

Education:High School

Skills:CommunicationOrganizational skillsAnalytical skillsDetail orientedMulti-tasking

Licenses:Life insurance licenseVariable life insurance licenseHealth insurance licenseDisability insurance license

Certifications:FINRA SIESeries 6Series 7Series 63

Tech Stack:Microsoft Office

Company Brief

U.S. Bancorp

U.S. Bancorp is the parent company of U.S. Bank, providing consumer, business, and institutional banking services including lending, payments, treasury management, wealth management, and merchant solutions across the United States.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Minneapolis, United States

Founded: 1863

Glassdoor: 3.8

Website LinkedIn Glassdoor

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U.S. Bancorp

3 days ago

Wealth Management Client Associate

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 7 hours agoStatus: Live

Job Summary

Location: United States

Workplace: Onsite

Employment Type: Full time

Job Function: Administration & Executive Assistance

Seniority: Mid level

Key Responsibilities

•Provide administrative support for Financial Advisors, including making and tracking appointments and preparing investment proposals/reviews and routine correspondence.
•Maintain client files and supplies, and handle phone inquiries and mail opening/dissemination in line with record-keeping requirements.
•Support business development initiatives by meeting with existing or new prospects and contacting existing clients to review relationships.
•Plan and coordinate marketing campaigns and business development seminars, working with internal departments on joint initiatives.
•Ensure regulatory standards and compliance requirements are met for brokerage industry processes, policies, and procedures.

Pay and Benefits

Salary: USD 20 - 26.39

Perks:Health InsuranceDentalVisionLife InsuranceDisability InsuranceParental Leave401kRetirementPaid LeavePaid HolidayAdoption Assistance

Key Requirements

•High school diploma or equivalent; bachelor’s degree preferred.
•Two to four years of investment industry experience preferred.
•To be eligible for business incentives: FINRA SIE, Series 6 or 7, Series 63, and life, variable life, health, and disability insurance licenses.
•Experience with brokerage industry policies and procedures, including FINRA/SEC regulatory standards and compliance requirements.
•Ability to contact and profile clients, leads, and prospects and maintain strong analytical, organizational, and communication skills.

Experience:2-4 yearsInvestment industryBrokerageFinancial servicesInvestment advisory

Education:High School

Skills:CommunicationOrganizational skillsAnalytical skillsDetail orientedMulti-tasking

Licenses:Life insurance licenseVariable life insurance licenseHealth insurance licenseDisability insurance license

Certifications:FINRA SIESeries 6Series 7Series 63

Tech Stack:Microsoft Office

Company Brief

U.S. Bancorp

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Minneapolis, United States

Founded: 1863

Glassdoor: 3.8

Website LinkedIn Glassdoor