Head of Regulatory Compliance, CIB Advisory and Policy Advisory

HSBC
Guernsey, Isle of Man
Full timeFunction: Legal, Risk & ComplianceSkills: ["Interpersonal skills","Negotiation","Communication","Analytical thinking","Relationship management"]

Lead HSBC’s second-line Regulatory Compliance responsibilities for CIB Advisory and Policy Advisory across Channel Islands and Isle of Man. You’ll articulate and govern regulatory compliance risk exposure, provide advisory to business stakeholders, and maintain independent governance through analysis, reporting, and oversight. Partner with CIIOM senior management and regulators as a primary regulatory contact, support compliance policy implementation, and help embed conduct-risk awareness and proactive risk-management practices.

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FursaFursa
HSBC
HSBC
19 hours ago

Head of Regulatory Compliance, CIB Advisory and Policy Advisory

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Last checked: 19 hours agoStatus: Live

Job Summary

Lead HSBC’s second-line Regulatory Compliance responsibilities for CIB Advisory and Policy Advisory across Channel Islands and Isle of Man. You’ll articulate and govern regulatory compliance risk exposure, provide advisory to business stakeholders, and maintain independent governance through analysis, reporting, and oversight. Partner with CIIOM senior management and regulators as a primary regulatory contact, support compliance policy implementation, and help embed conduct-risk awareness and proactive risk-management practices.
Location: Guernsey, Isle of Man
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Sr. Director level

Key Responsibilities

  • •Ensure HSBC operations in CIIOM effectively identify, manage, and mitigate Regulatory Compliance risks for CIB Advisory and Policy Advisory.
  • •Provide advisory services to the CIB business to support clear understanding of compliance risk exposure relating to clients, transactions, and products.
  • •Provide second-line governance through independent analysis, reporting, and governance of regulatory compliance risk exposure for CIIOM.
  • •Support material compliance matters with CIIOM senior management and the CIB Regulatory Compliance team, including guiding principles and operational objectives.
  • •Act as a Primary Regulatory Contact in Guernsey, supporting compliance policy implementation and gap analysis with Compliance Risk Stewards.

Pay and Benefits

Perks:Health InsuranceParental LeavePension

Key Requirements

  • •Robust compliance and financial services knowledge, including practical experience applying group policy and relevant CIB and CIIOM legislation/orders/codes of practice independently and as part of a team.
  • •People management experience, including the ability to motivate personnel in a challenging and constantly developing environment.
  • •Ability to raise regulatory compliance standards and embed a compliance culture across businesses.
  • •Experience managing relationships with regulators and auditors.
  • •Experience in a regulated position such as an MLRO and/or DMLRO.
Experience:Financial servicesRegulatory complianceRisk managementConduct riskRegulated environment
Skills:Interpersonal skillsNegotiationCommunicationAnalytical thinkingRelationship management

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn