Senior Audit Manager Europe Regulatory Compliance Conduct and Legal

HSBC
London
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceSkills: ["Analytical thinking","Critical thinking","Communication","Stakeholder management","Continuous improvement"]

Lead end-to-end internal audits across Regulatory Compliance, Conduct, and Legal for Europe within HSBC’s internal Audit team. Manage audit planning, execution, delivery, and stakeholder governance, and ensure findings and remediation plans are accurate and accepted. Drive collaboration across teams and use innovations such as data analytics and agile methods to strengthen audit work, while providing risk-based advice and constructive challenge to senior stakeholders.

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FursaFursa
HSBC
HSBC
1 week ago

Senior Audit Manager Europe Regulatory Compliance Conduct and Legal

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Source: Company careers pageValidated by: Fursa AI
Last checked: 5 hours agoStatus: Live

Job Summary

Lead end-to-end internal audits across Regulatory Compliance, Conduct, and Legal for Europe within HSBC’s internal Audit team. Manage audit planning, execution, delivery, and stakeholder governance, and ensure findings and remediation plans are accurate and accepted. Drive collaboration across teams and use innovations such as data analytics and agile methods to strengthen audit work, while providing risk-based advice and constructive challenge to senior stakeholders.
Location: London
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Manage and lead end-to-end audit activities, including planning, execution, and delivery of the annual audit plan within timeframes, standards, methodology, budget, and best practices.
  • •Coordinate collaboration across teams to ensure audit delivery, incorporating data analytics, agile techniques, and other innovations.
  • •Confirm audit findings and remediation plans are accurate, appropriate, and accepted by management.
  • •Provide constructive challenge and risk-based advice to stakeholders.
  • •Represent internal Audit governance forums, including preparing and presenting audit packs, and manage internal and external stakeholder relationships.

Pay and Benefits

Perks:Health InsurancePensionMaternity PayAdoption Pay

Key Requirements

  • •Extensive experience in the Financial Services sector.
  • •Experience in Assurance/Audit and/or second-line risk and control functions, ideally across regulatory compliance, conduct, and legal risk areas.
  • •Strong knowledge of UK and EU regulations, with the ability to stay current with banking and regulatory developments.
  • •Strong analytical and critical thinking skills to analyse scenarios, manage competing priorities, and identify key risks and issues.
  • •Professional qualifications in accountancy, finance, or risk management (or equivalent continuous development) are preferred.
Experience:Financial services
Skills:Analytical thinkingCritical thinkingCommunicationStakeholder managementContinuous improvement
Tech Stack:Data analyticsAgile

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn