Northern Trust

2 weeks ago

Audit Specialist - Risk and Control Enhancement

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Lead operational risk and control validation work tied to the Risk and Control Enhancement transformation program. Partner with audit teams to plan, challenge, and deliver high-quality audit coverage, interpreting regulatory expectations and risk themes to assess control design and effectiveness. Analyze risk/control data to surface issues and practical improvements, advise on testing and reporting quality, and prepare clear senior-leader reporting.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Finance & Accounting

Seniority: Mid level

Key Responsibilities

•Lead audit validation work focused on operational risk and control transformation.
•Partner with audit teams to plan, challenge, and deliver high-quality audit coverage.
•Interpret regulatory expectations, risk themes, and industry practices to guide control assessment.
•Analyze risk and control information to identify issues, insights, and practical improvements.
•Prepare clear reporting for senior leaders on audit observations and control effectiveness.

Pay and Benefits

Salary: USD 114,700 - 194,900 annually

Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisabilitySpending Accounts

Key Requirements

•10+ years of operational risk management experience, including risk and control self-assessment and third-party risk practices.
•Proven ability to apply audit, risk, or control principles in financial services or a similarly regulated environment.
•In-depth understanding of regulatory expectations and how they inform audit coverage and control evaluation.
•Strong analytical, organizational, and problem-solving skills to interpret complex information and develop practical recommendations.
•Relevant professional certification or advanced qualification (e.g., accounting, audit, information systems, risk, or business administration credentials).

Experience:10+ yearsFinancial servicesOperational risk managementRisk and controlsThird-party risk

Education:Certification / Diploma

Skills:AnalyticalOrganizationalProblem-solvingCommunicationStakeholder management

Eligibility

Visa:H-1BL-1TNO-1E-3H-1B1F-1J-1OPTCPT

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn

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Northern Trust

2 weeks ago

Audit Specialist - Risk and Control Enhancement

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Finance & Accounting

Seniority: Mid level

Key Responsibilities

•Lead audit validation work focused on operational risk and control transformation.
•Partner with audit teams to plan, challenge, and deliver high-quality audit coverage.
•Interpret regulatory expectations, risk themes, and industry practices to guide control assessment.
•Analyze risk and control information to identify issues, insights, and practical improvements.
•Prepare clear reporting for senior leaders on audit observations and control effectiveness.

Pay and Benefits

Salary: USD 114,700 - 194,900 annually

Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisabilitySpending Accounts

Key Requirements

•10+ years of operational risk management experience, including risk and control self-assessment and third-party risk practices.
•Proven ability to apply audit, risk, or control principles in financial services or a similarly regulated environment.
•In-depth understanding of regulatory expectations and how they inform audit coverage and control evaluation.
•Strong analytical, organizational, and problem-solving skills to interpret complex information and develop practical recommendations.
•Relevant professional certification or advanced qualification (e.g., accounting, audit, information systems, risk, or business administration credentials).

Experience:10+ yearsFinancial servicesOperational risk managementRisk and controlsThird-party risk

Education:Certification / Diploma

Skills:AnalyticalOrganizationalProblem-solvingCommunicationStakeholder management

Eligibility

Visa:H-1BL-1TNO-1E-3H-1B1F-1J-1OPTCPT

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn