Investment Associate, FINRA Registered - Essex Junction, VT

KeyCorp
Vermont
Workplace: HybridFull timeUSD 23.08 - 34.62 hourlyFunction: Solutions Engineering & Sales EngineeringExperience: 1+ yearsEducation: high_schoolSkills: ["Organization & detail orientation","Communication","Relationship building","Customer service orientation","Team collaboration"]

Support the Key Investment Services sales team by serving as an initial point of contact for new and existing retail clients. Help provide private client advisor support across customer service, account setup and maintenance, estate request processing, and follow-ups. Maintain retirement account knowledge (including RMDs), build and manage client databases, assist with scheduling and sales support activities, and coordinate client marketing events and related materials.

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FursaFursa
KeyCorp
KeyCorp
6 days ago

Investment Associate, FINRA Registered - Essex Junction, VT

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Last checked: 6 hours agoStatus: Live

Job Summary

Support the Key Investment Services sales team by serving as an initial point of contact for new and existing retail clients. Help provide private client advisor support across customer service, account setup and maintenance, estate request processing, and follow-ups. Maintain retirement account knowledge (including RMDs), build and manage client databases, assist with scheduling and sales support activities, and coordinate client marketing events and related materials.
Location: Vermont
Workplace: Hybrid
Employment Type: Full time
Job Function: Solutions Engineering & Sales Engineering
Seniority: Entry level

Key Responsibilities

  • •Provide support to Private Client Advisors and act as an initial sales and service contact for clients.
  • •Perform customer service duties and assist daily office operations, including new account setup, customer maintenance, servicing accounts, and processing estate account requests.
  • •Maintain knowledge of retirement accounts, including distributions and Required Minimum Distribution (RMD) calculations, and follow up on service activities and advisor requests.
  • •Create and manage the client database (addresses, contacts, client type) and use it to develop mailing lists and follow-up communications.
  • •Coordinate client marketing events and sales support activities, including scheduling appointments, preparing lists/materials, and distributing promotional materials and newsletters.

Pay and Benefits

Salary: USD 23.08 - 34.62 hourly

Key Requirements

  • •High School Diploma (required).
  • •1+ year of experience in brokerage or financial services (required).
  • •FINRA License S6 (required).
  • •FINRA License S63 (required).
  • •FINRA Security Industry Essentials (SIE) (required).
Experience:1+ yearsBrokerageFinancial services
Education:High School
Skills:Organization & detail orientationCommunicationRelationship buildingCustomer service orientationTeam collaboration
Licenses:FINRA License S6FINRA License S63FINRA Security Industry Essentials (SIE)FINRA Series 7Life Insurance
Tech Stack:Microsoft WordMicrosoft ExcelMicrosoft PowerPointEmail platformsInternet navigation

Company Brief

KeyCorp
KeyCorp operates KeyBank, providing retail and commercial banking, lending, wealth management, and investment services to individuals, businesses, and institutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Cleveland, United States
Founded: 1849
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