Brokerage Client Service Associate - Taylors, SC

Truist Financial
United States
Workplace: OnsiteFull timeFunction: Solutions Engineering & Sales EngineeringEducation: bachelorsSkills: ["Exceptional telephone skills","Professional client communication","Time management","Self-directed work","Evaluating technical information"]

Support Financial Advisors with day-to-day servicing of brokerage clients, including preparing financial plans, conducting investment research, and completing client trades and transactions. Receive and route orders, respond to market/trading inquiries, process corporate actions, and manage client documentation and records. Coordinate appointments, maintain the advisor’s calendar, and maximize sales opportunities by contacting prospective investment clients. Ensure risk controls via call authentication and handle operational requests like account updates and ACAT initiation.

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Truist Financial
Truist Financial
1 week ago

Brokerage Client Service Associate - Taylors, SC

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Last checked: 1 hour agoStatus: Live

Job Summary

Support Financial Advisors with day-to-day servicing of brokerage clients, including preparing financial plans, conducting investment research, and completing client trades and transactions. Receive and route orders, respond to market/trading inquiries, process corporate actions, and manage client documentation and records. Coordinate appointments, maintain the advisor’s calendar, and maximize sales opportunities by contacting prospective investment clients. Ensure risk controls via call authentication and handle operational requests like account updates and ACAT initiation.
Location: United States
Workplace: Onsite
Employment Type: Full time · Permanent
Job Function: Solutions Engineering & Sales Engineering
Seniority: Entry level

Key Responsibilities

  • •Assist Financial Advisors servicing clients by preparing financial plans, conducting investment research, and completing client trades and transactions.
  • •Receive/place orders and handle inquiries on market information and trading/order features such as GTC expiration and settlement.
  • •Process corporate actions (where a license is warranted), including tender offers, optional dividends, and exercises of warrants/rights.
  • •Schedule/confirm appointments and support administrative processes such as entering client data in Salesforce, creating agendas/summaries, and maintaining client records.
  • •Support sales and advisor operations by contacting prospective investment clients using internal/bank leads, managing the advisor calendar, and ensuring appropriate call authentication for high-risk transactions.

Pay and Benefits

Perks:Health InsuranceDentalVisionLife InsuranceDisability401kPaid LeaveSick DaysPaid Holidays

Key Requirements

  • •Bachelor’s degree or equivalent experience and related training.
  • •Experience in the securities industry and/or a sales assistant role.
  • •Knowledge of securities markets and brokerage accounts.
  • •Knowledge of annuity products and their features/attributes.
  • •FINRA SIE and Series 7 + Series 66 licenses (may be considered if not fully registered and can obtain during employment).
Experience:Securities industryBrokerageFinancial services
Education:Bachelor's
Skills:Exceptional telephone skillsProfessional client communicationTime managementSelf-directed workEvaluating technical information
Licenses:FINRA SIEFINRA Series 7FINRA Series 66
Certifications:FINRA SIEFINRA Series 7FINRA Series 66
Languages:English
Tech Stack:SalesforceMicrosoft Office

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn