Team Leader - Wealth Management AML CRF

Northern Trust
Pune
Workplace: OnsiteFull timeFunction: Administration & Executive AssistanceExperience: 6+ yearsEducation: bachelorsSkills: ["People leadership","Stakeholder management","Analytical thinking","Problem-solving","Decision-making","Communication"]

Lead the Wealth Management AML Client Risk Framework Review Team in Pune, owning day-to-day CRF operations and service quality. Drive operational delivery of AML reviews, transaction monitoring, and due diligence while managing workload, KPIs, and end-to-end outcomes. Provide technical AML/KYC leadership, manage operational and compliance risks and control gaps, support RCSA and audits, and implement regulatory and process improvements. Lead, coach, and develop the team to ensure sustainable controls.

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FursaFursa
Northern Trust
Northern Trust
1 day ago

Team Leader - Wealth Management AML CRF

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Last checked: 3 hours agoStatus: Live

Job Summary

Lead the Wealth Management AML Client Risk Framework Review Team in Pune, owning day-to-day CRF operations and service quality. Drive operational delivery of AML reviews, transaction monitoring, and due diligence while managing workload, KPIs, and end-to-end outcomes. Provide technical AML/KYC leadership, manage operational and compliance risks and control gaps, support RCSA and audits, and implement regulatory and process improvements. Lead, coach, and develop the team to ensure sustainable controls.
Location: Pune
Workplace: Onsite
Employment Type: Full time
Job Function: Administration & Executive Assistance
Seniority: Manager level

Key Responsibilities

  • •Lead, coach, and develop team members through objectives, feedback, and performance management; support recruitment, onboarding, training, succession, and retention.
  • •Run day-to-day AML CRF operations, ensuring completion of AML reviews, periodic client reviews, transaction monitoring, and due diligence within procedures, service levels, quality standards, and regulatory requirements.
  • •Provide technical leadership for AML/KYC matters, resolve complex escalations, and serve as a key contact for audits and stakeholder inquiries.
  • •Manage operational performance using KPIs and management information; drive service excellence, productivity, capacity utilization, and end-to-end outcomes.
  • •Ensure compliance and control effectiveness by identifying and mitigating operational/compliance risks, supporting RCSA and control monitoring, and implementing remediation and regulatory changes.

Key Requirements

  • •Minimum 6 years of AML/KYC experience, including 1 year of people management experience.
  • •Strong knowledge of AML/KYC regulations, customer due diligence, KYC remediation, and wealth management onboarding processes.
  • •Experience with complex client and entity structures, including trusts, funds, and legal entities.
  • •Knowledge of operational risk, controls, RCSA, and regulatory requirements with ability to apply them in practice.
  • •Proficiency in AML/KYC systems, CRM workflows, and Microsoft Office; CAMS/ACAMS certification preferred.
Experience:6+ yearsAML/KYCWealth managementFinancial servicesOperations
Education:Bachelor's
Skills:People leadershipStakeholder managementAnalytical thinkingProblem-solvingDecision-makingCommunication
Certifications:CAMSACAMS
Tech Stack:AML/KYC systemsCRMMicrosoft Office

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
Glassdoor
Glassdoor: 3.9
WebsiteLinkedIn