Wise

4 months ago

Senior Regulatory Exams & Audits Manager

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 11 hours agoStatus: Live

Job Summary

Senior Regulatory Exams & Audits Manager leads the end-to-end regulatory exam and audit engagements, shaping the compliance framework, and partnering with product, operations, and engineering to embed regulatory requirements across Wise’s North America footprint. The role manages examinations, audits, and financial partner reviews, and drives scalable, transparent compliance programs in a fast-growing fintech environment.

Location: Austin

Workplace: Hybrid

Employment Type: Full time

Job Function: Quality & Regulatory (Non-Software)

Seniority: Mid level

Key Responsibilities

•Audit & Examination Program Management: Lead, evolve, and build our exam and audit engagement program to support end-to-end management of all regulatory compliance engagements from preparation through management action plans. Manage all requests for information by liaising with internal and external stakeholders to ensure timely and accurate response.
•Engagement Strategy: Develop methodologies and enhancements for delivering high quality responses, communications, and deliverables, aligned with both regulatory requirements and Wise’s mission.
•Engagement Reporting: Deliver reporting and insights to senior management to support and anticipate auditors and examiners areas of focus, concern and overall sentiment.
•Engagement Representation: Serve as the primary point of contact for Northam examinations, audits, and financial partner reviews and represent Wise and our mission to all key stakeholders.
•Compliance Framework Development: Support the development and maintenance of Wise's Regulatory Compliance oversight framework, by embedding the Audit & Examination program into the regional Compliance Management System, including the development of all policies and procedures and governance, required for oversight of all exams and audits.

Pay and Benefits

Salary: USD 132,000 - 185,000 annually

Key Requirements

•Experience managing complex regulatory examinations, audits, and requests.
•Robust experience working with regulators and financial partners.
•Subject matter expertise in licensing, financial crime, and consumer compliance regulations in the US & Canada (MSBs, Consumer Compliance, etc.).
•Strong stakeholder engagement and collaboration experience with operations, finance, product, and engineering teams.
•Legally authorized to work in the U.S.

Experience:Financial servicesFintech

Skills:CommunicationStakeholder managementPresentationProblem-solvingCollaboration

Languages:English (US)

Tech Stack:ConfluenceJiraG SuiteSlackOffice

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Wise

Wise (formerly TransferWise) is a London-based fintech that provides low-cost international money transfers, multi-currency accounts and payment infrastructure for individuals and businesses worldwide.

Industry: Payments

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 2011

Glassdoor: 3.8

Website LinkedIn Glassdoor

Loading job details...

Preparing the role view and application actions.

Wise

4 months ago

Senior Regulatory Exams & Audits Manager

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 11 hours agoStatus: Live

Job Summary

Location: Austin

Workplace: Hybrid

Employment Type: Full time

Job Function: Quality & Regulatory (Non-Software)

Seniority: Mid level

Key Responsibilities

•Audit & Examination Program Management: Lead, evolve, and build our exam and audit engagement program to support end-to-end management of all regulatory compliance engagements from preparation through management action plans. Manage all requests for information by liaising with internal and external stakeholders to ensure timely and accurate response.
•Engagement Strategy: Develop methodologies and enhancements for delivering high quality responses, communications, and deliverables, aligned with both regulatory requirements and Wise’s mission.
•Engagement Reporting: Deliver reporting and insights to senior management to support and anticipate auditors and examiners areas of focus, concern and overall sentiment.
•Engagement Representation: Serve as the primary point of contact for Northam examinations, audits, and financial partner reviews and represent Wise and our mission to all key stakeholders.
•Compliance Framework Development: Support the development and maintenance of Wise's Regulatory Compliance oversight framework, by embedding the Audit & Examination program into the regional Compliance Management System, including the development of all policies and procedures and governance, required for oversight of all exams and audits.

Pay and Benefits

Salary: USD 132,000 - 185,000 annually

Key Requirements

•Experience managing complex regulatory examinations, audits, and requests.
•Robust experience working with regulators and financial partners.
•Subject matter expertise in licensing, financial crime, and consumer compliance regulations in the US & Canada (MSBs, Consumer Compliance, etc.).
•Strong stakeholder engagement and collaboration experience with operations, finance, product, and engineering teams.
•Legally authorized to work in the U.S.

Experience:Financial servicesFintech

Skills:CommunicationStakeholder managementPresentationProblem-solvingCollaboration

Languages:English (US)

Tech Stack:ConfluenceJiraG SuiteSlackOffice

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Wise

Industry: Payments

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 2011

Glassdoor: 3.8

Website LinkedIn Glassdoor