Regional Compliance Analyst - Key Investment Services (KIS)
KeyCorp
Chicago, Cincinnati, Charlotte, Columbus, Atlanta
Workplace: HybridFull timeUSD 57,000 - 87,000 annuallyFunction: Legal, Risk & ComplianceExperience: 1+ yearsEducation: bachelorsSkills: ["Clear communication","Independent judgment","Prioritization","Collaboration","Stakeholder management"]Conduct onsite branch inspections and compliance reviews for registered locations within the firm’s inspection program. Evaluate supervisory systems, office settings, records and documentation, and interview employees to assess adherence to firm policies and applicable federal and state regulations. Document testing procedures and results, identify risk areas requiring additional inquiry, communicate findings and recommendations to stakeholders, and track remediation of inspection issues. Support ad hoc compliance projects as needed.
