Marketing & Communications Compliance Senior Specialist
Review, analyze, and advise on parent-company and enterprise-level public-facing communications, including select third-party advertising content. Conduct principal-level reviews and approvals to ensure compliance with FTC, SEC, FINRA, CFTC, FCA, and firm standards. Partner with Marketing, Legal, Content, Compliance, and other teams to provide early guidance, draft practical compliance guidelines, and improve review processes and documentation for consistent oversight.
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