Sarbanes-Oxley (SOX) Governance Consultant

Truist Financial
Raleigh, Charlotte
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 5+ yearsEducation: bachelorsSkills: []

Serve on the TD&O SOX Governance team as a subject matter expert for SOX IT general controls. Coordinate SOX audit-related activities for regulatory requirements under Sections 404 and 302, manage and track audit requests, and support audit readiness with internal stakeholders and auditors. Evaluate SOX-related technology risks, advise partners, document issues and remediation plans, and drive process improvements through automation and AI-enabled capabilities.

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Truist Financial
Truist Financial
1 hour ago

Sarbanes-Oxley (SOX) Governance Consultant

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Last checked: 1 hour agoStatus: Live

Job Summary

Serve on the TD&O SOX Governance team as a subject matter expert for SOX IT general controls. Coordinate SOX audit-related activities for regulatory requirements under Sections 404 and 302, manage and track audit requests, and support audit readiness with internal stakeholders and auditors. Evaluate SOX-related technology risks, advise partners, document issues and remediation plans, and drive process improvements through automation and AI-enabled capabilities.
Location: Raleigh, Charlotte
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Coordinate SOX IT general controls audit-related activities, including managing audit requests, tracking deliverables, and supporting timely audit execution.
  • •Partner with TD&O process and control owners, SOX Program Management, BERO, auditors, and risk partners to support audit readiness and resolve request-related issues.
  • •Apply technology risk and IT control knowledge to evaluate SOX-related matters, advise stakeholders, and identify practical risk-informed solutions.
  • •Support documentation of SOX issues, development of remediation plans, and monitoring remediation activities until resolution.
  • •Identify opportunities to streamline and automate SOX governance activities, reporting, and audit request management, including through AI-enabled capabilities.

Pay and Benefits

Perks:Health InsuranceDentalVisionLife InsuranceDisability401kPaid LeaveSick DaysPaid Holidays

Key Requirements

  • •Bachelor’s degree in Information Technology, Information Security, Engineering, or a related field.
  • •Minimum of 5 years of professional experience in technology governance.
  • •Knowledge of regulatory requirements and compliance frameworks.
  • •Experience applying governance assessment methodologies and control frameworks.
  • •Strong understanding of technology risk, IT governance, and control environments (including access, change, SDLC, cybersecurity, infrastructure, cloud, and data-related controls).
Experience:5+ years
Education:Bachelor's
Certifications:CISACRISCCISSPCISMCPACIA
Languages:English
Tech Stack:Sarbanes-Oxley (SOX)SOX IT general controlsIT governanceTechnology riskIT controlVulnerability assessmentsControl testingSDLCChange managementAccess managementCybersecurityInfrastructureCloudData-related controlsMicrosoft OfficeMicrosoft 365ExcelPowerPointWordTeams

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn