HSBC

2 weeks ago

Senior Vice President, Broking Services - HK Business (Central, Hong Kong Island, HK)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 3 hours agoStatus: Live

Job Summary

Provide high-touch trading advisory and high-touch trade execution services to HNW and active brokerage clients, delivering both financial and non-financial performance targets. Use Investment Services & Advisory insights, market commentary, and analysis to support client needs. Ensure regulatory and conduct compliance, perform CDD/EDD, and expand the client base through internal collaboration, including referral opportunities across HSBC products.

Location: America/Chicago

Workplace: Onsite

Employment Type: Full time

Job Function: Executive & General Management

Seniority: Sr. Director level

Key Responsibilities

•Provide high-touch trading advisory and high-touch trade execution services to HNW and high-value, frequent-trading brokerage clients.
•Deliver against financial and non-financial performance objectives set by the company.
•Provide Investment Services & Advisory (IS&A) insights, market commentary, and analysis as appropriate.
•Ensure delivery service alignment to HSBC internal standards and compliance with applicable regulatory and conduct requirements.
•Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) in accordance with policy, maintain client relationships, and refer clients to other HSBC products and services.

Key Requirements

•University degree qualified, preferably in business administration or finance discipline.
•Holder of SFC Type 1, 2, 3 and 4 licences.
•Strong customer mind-set and high commitment to service excellence.
•Solid experience in securities and/or hotline customer services.
•Excellent command of written and spoken English and Chinese, including Cantonese and Mandarin.

Experience:SecuritiesBrokerage

Education:

Skills:Customer focusService excellenceAdaptabilityProblem-solvingCommunication

Licenses:SFC Type 1SFC Type 2SFC Type 3SFC Type 4

Languages:EnglishChineseCantoneseMandarin

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

2 weeks ago

Senior Vice President, Broking Services - HK Business (Central, Hong Kong Island, HK)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 3 hours agoStatus: Live

Job Summary

Location: America/Chicago

Workplace: Onsite

Employment Type: Full time

Job Function: Executive & General Management

Seniority: Sr. Director level

Key Responsibilities

•Provide high-touch trading advisory and high-touch trade execution services to HNW and high-value, frequent-trading brokerage clients.
•Deliver against financial and non-financial performance objectives set by the company.
•Provide Investment Services & Advisory (IS&A) insights, market commentary, and analysis as appropriate.
•Ensure delivery service alignment to HSBC internal standards and compliance with applicable regulatory and conduct requirements.
•Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) in accordance with policy, maintain client relationships, and refer clients to other HSBC products and services.

Key Requirements

•University degree qualified, preferably in business administration or finance discipline.
•Holder of SFC Type 1, 2, 3 and 4 licences.
•Strong customer mind-set and high commitment to service excellence.
•Solid experience in securities and/or hotline customer services.
•Excellent command of written and spoken English and Chinese, including Cantonese and Mandarin.

Experience:SecuritiesBrokerage

Education:

Skills:Customer focusService excellenceAdaptabilityProblem-solvingCommunication

Licenses:SFC Type 1SFC Type 2SFC Type 3SFC Type 4

Languages:EnglishChineseCantoneseMandarin

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn