Brokerage Registered Client Service Associate - Charlotte, NC

Support Financial Advisors with day-to-day client servicing in an in-office setting. Assist with preparing financial plans, conducting investment research, placing trades, and processing corporate actions. Coordinate client appointments, manage advisor calendars, handle client communications, maintain records, and submit new business paperwork. Proactively identify sales opportunities through internal/bank leads while helping mitigate risk using required authentication for high-risk transactions.