AML - Chief Aml Officer

Interactive Brokers Group
Chicago
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 7+ yearsSkills: ["Self-motivation","Analytical thinking","Problem-solving","Collaboration","Organizational/time management"]

Lead the firm-wide AML program and oversee compliance with the Bank Secrecy Act, USA PATRIOT Act, and related anti-terrorist financing, securities, and commodities AML regulations. Serve as the primary regulatory and law-enforcement point of contact, manage an AML team of ~200 personnel in Chicago, and maintain AML/KYC policies, training, monitoring exception surveillance reports, and audit remediation plans. Partner with Legal and New/Enhanced Due Diligence teams to calibrate KYC procedures and improve AML systems and automation.

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Interactive Brokers Group
Interactive Brokers Group
2 months ago

AML - Chief Aml Officer

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Source: Company careers pageValidated by: Fursa AI
Last checked: 7 days agoStatus: Live

Job Summary

Lead the firm-wide AML program and oversee compliance with the Bank Secrecy Act, USA PATRIOT Act, and related anti-terrorist financing, securities, and commodities AML regulations. Serve as the primary regulatory and law-enforcement point of contact, manage an AML team of ~200 personnel in Chicago, and maintain AML/KYC policies, training, monitoring exception surveillance reports, and audit remediation plans. Partner with Legal and New/Enhanced Due Diligence teams to calibrate KYC procedures and improve AML systems and automation.
Location: Chicago
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: CXO level

Key Responsibilities

  • •Oversee firm-wide AML compliance and serve as the primary point of contact with regulators, FinCEN, and law enforcement
  • •Manage approximately 200 AML personnel, primarily in Chicago
  • •Maintain and update written AML policies and procedures to reflect evolving BSA and regulatory requirements
  • •Guide design and enhancements of exception-based AML surveillance reports with in-house developers
  • •Partner with Legal and New Accounts/Enhanced Due Diligence teams on regulatory inquiries and KYC procedures, and execute audit remedial action plans

Pay and Benefits

Equity and Bonus:Equity
Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceDisabilityGym MembershipMeal AllowanceLearning Budget

Key Requirements

  • •7–10+ years of AML compliance experience, ideally at a large broker-dealer or financial institution with an international client base
  • •Experience managing AML teams
  • •Strong understanding of FINRA, SEC, CFTC, and FinCEN AML regulatory requirements for broker-dealers
  • •CAMS certification (or equivalent) required
  • •Series 24 registration (or ability to obtain promptly preferred)
Experience:7+ yearsBroker-dealerFinancial services
Skills:Self-motivationAnalytical thinkingProblem-solvingCollaborationOrganizational/time management
Licenses:Series 24
Certifications:CAMS
Tech Stack:AML transaction monitoring systemsCase management toolsAML systems

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn