Interactive Brokers Group

1 month ago

AML - Chief Aml Officer

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Lead the firm-wide AML program and oversee compliance with the Bank Secrecy Act, USA PATRIOT Act, and related anti-terrorist financing, securities, and commodities AML regulations. Serve as the primary regulatory and law-enforcement point of contact, manage an AML team of ~200 personnel in Chicago, and maintain AML/KYC policies, training, monitoring exception surveillance reports, and audit remediation plans. Partner with Legal and New/Enhanced Due Diligence teams to calibrate KYC procedures and improve AML systems and automation.

Location: Chicago

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: CXO level

Key Responsibilities

•Oversee firm-wide AML compliance and serve as the primary point of contact with regulators, FinCEN, and law enforcement
•Manage approximately 200 AML personnel, primarily in Chicago
•Maintain and update written AML policies and procedures to reflect evolving BSA and regulatory requirements
•Guide design and enhancements of exception-based AML surveillance reports with in-house developers
•Partner with Legal and New Accounts/Enhanced Due Diligence teams on regulatory inquiries and KYC procedures, and execute audit remedial action plans

Pay and Benefits

Equity and Bonus:Equity

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceDisabilityGym MembershipMeal AllowanceLearning Budget

Key Requirements

•7–10+ years of AML compliance experience, ideally at a large broker-dealer or financial institution with an international client base
•Experience managing AML teams
•Strong understanding of FINRA, SEC, CFTC, and FinCEN AML regulatory requirements for broker-dealers
•CAMS certification (or equivalent) required
•Series 24 registration (or ability to obtain promptly preferred)

Experience:7+ yearsBroker-dealerFinancial services

Skills:Self-motivationAnalytical thinkingProblem-solvingCollaborationOrganizational/time management

Licenses:Series 24

Certifications:CAMS

Tech Stack:AML transaction monitoring systemsCase management toolsAML systems

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

1 month ago

AML - Chief Aml Officer

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: CXO level

Key Responsibilities

•Oversee firm-wide AML compliance and serve as the primary point of contact with regulators, FinCEN, and law enforcement
•Manage approximately 200 AML personnel, primarily in Chicago
•Maintain and update written AML policies and procedures to reflect evolving BSA and regulatory requirements
•Guide design and enhancements of exception-based AML surveillance reports with in-house developers
•Partner with Legal and New Accounts/Enhanced Due Diligence teams on regulatory inquiries and KYC procedures, and execute audit remedial action plans

Pay and Benefits

Equity and Bonus:Equity

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceDisabilityGym MembershipMeal AllowanceLearning Budget

Key Requirements

•7–10+ years of AML compliance experience, ideally at a large broker-dealer or financial institution with an international client base
•Experience managing AML teams
•Strong understanding of FINRA, SEC, CFTC, and FinCEN AML regulatory requirements for broker-dealers
•CAMS certification (or equivalent) required
•Series 24 registration (or ability to obtain promptly preferred)

Experience:7+ yearsBroker-dealerFinancial services

Skills:Self-motivationAnalytical thinkingProblem-solvingCollaborationOrganizational/time management

Licenses:Series 24

Certifications:CAMS

Tech Stack:AML transaction monitoring systemsCase management toolsAML systems

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn