Interactive Brokers Group

1 month ago

New Accounts - EDD Analyst II

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Perform enhanced due diligence (EDD) for new account applicants to ensure compliance with anti-money laundering, counter-terrorist financing, sanctions, and securities regulations. Conduct KYC analysis, assess risk profiles, and perform deeper due diligence for higher-risk customers and industries. Research negative news and summarize findings from public and third-party sources to support risk-based decisions. Leverage technology and communicate findings clearly in a fast-paced environment.

Location: Mumbai

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct KYC analysis and develop risk profiles according to policies and procedures.
•Perform enhanced due diligence on higher-risk customers and industries.
•Research negative news using public sources and third-party databases for higher-risk clients and related parties.
•Summarize information from multiple sources and make decisions using critical thinking and analytical assessment.
•Multi-task and prioritize assignments while meeting deadlines, including understanding source of wealth for different client types.

Pay and Benefits

Perks:Annual BonusHealth InsuranceLife InsuranceMeal Allowance

Key Requirements

•3-5 years of AML/BSA/KYC compliance experience in customer onboarding at a broker-dealer or other financial institution with international clients.
•Bachelor’s degree or equivalent experience.
•Ability to develop operational solutions that satisfy regulations and apply sound business judgment.
•Ability to work independently and as part of a team in a fast-paced environment, multi-tasking with minimal supervision.
•Willingness to obtain financial registration exams promptly; CAMS and FINRA Series 7 or 24 are preferred.

Experience:3-5 yearsAnti-money launderingAMLBSAKYCFinancial servicesBroker-dealerInternational clients

Education:Bachelor's

Skills:CommunicationAnalytical thinkingProject managementCritical thinkingMulti-tasking

Licenses:FINRA Series 7FINRA Series 24

Certifications:CAMSFINRA Series 7FINRA Series 24

Tech Stack:Technology

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

1 month ago

New Accounts - EDD Analyst II

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Mumbai

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct KYC analysis and develop risk profiles according to policies and procedures.
•Perform enhanced due diligence on higher-risk customers and industries.
•Research negative news using public sources and third-party databases for higher-risk clients and related parties.
•Summarize information from multiple sources and make decisions using critical thinking and analytical assessment.
•Multi-task and prioritize assignments while meeting deadlines, including understanding source of wealth for different client types.

Pay and Benefits

Perks:Annual BonusHealth InsuranceLife InsuranceMeal Allowance

Key Requirements

•3-5 years of AML/BSA/KYC compliance experience in customer onboarding at a broker-dealer or other financial institution with international clients.
•Bachelor’s degree or equivalent experience.
•Ability to develop operational solutions that satisfy regulations and apply sound business judgment.
•Ability to work independently and as part of a team in a fast-paced environment, multi-tasking with minimal supervision.
•Willingness to obtain financial registration exams promptly; CAMS and FINRA Series 7 or 24 are preferred.

Experience:3-5 yearsAnti-money launderingAMLBSAKYCFinancial servicesBroker-dealerInternational clients

Education:Bachelor's

Skills:CommunicationAnalytical thinkingProject managementCritical thinkingMulti-tasking

Licenses:FINRA Series 7FINRA Series 24

Certifications:CAMSFINRA Series 7FINRA Series 24

Tech Stack:Technology

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn