1940 Act Regulatory Administration Manager
U.S. Bancorp
Los Angeles, Atlanta, Cincinnati, Milwaukee, New York, Minneapolis, Chicago, Boston, Philadelphia, Denver, Charlotte
Workplace: HybridFull timeUSD 139,230 - 163,800 annuallyFunction: Quality & Regulatory (Non-Software)Experience: 8+ yearsEducation: professionalSkills: ["Interpersonal skills","Collaboration","Independent work","Leadership","Project management"]Lead the Regulatory Administration group supporting fund clients through preparation of registered investment company regulatory filings and fund governance materials. Draft, review, and prepare SEC filings including registration statements, supplements, proxy statements, and exchange listing and exemptive relief applications. Manage fund board meeting materials and communicate with the SEC, other regulators, and self-regulatory organizations. Serve as a regulatory resource to legal counsel and internal business lines.
