Northern Trust

3 weeks ago

AML/KYC Quality Control and Testing Specialist

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 9 hours agoStatus: Live

Job Summary

Execute risk-based AML/KYC quality control reviews and control testing across the KYC Center of Excellence, providing independent assurance over onboarding, periodic, event-driven, and Enhanced Due Diligence activities. Assess documentation completeness and accuracy within AML/KYC systems, identify and communicate control weaknesses and quality issues, support root cause analysis, and track findings through remediation. Produce governance reporting with quality metrics, KRIs, and management information while partnering with KYC Operations and Risk teams.

Location: Ireland

Workplace: Onsite

Employment Type: Full time

Job Function: Quality & Regulatory (Non-Software)

Key Responsibilities

•Perform risk-based AML/KYC quality control reviews for onboarding, periodic reviews, event-driven reviews, and Enhanced Due Diligence cases.
•Execute testing of AML/KYC controls to assess compliance with regulatory requirements, internal procedures, and enterprise policies.
•Evaluate completeness and accuracy of customer due diligence documentation, risk assessments, screening results, approvals, and audit trails.
•Identify, document, and communicate testing findings, control weaknesses, procedural gaps, and quality issues clearly and with evidence.
•Track testing findings through remediation to closure and support root cause analysis and governance reporting (quality metrics, testing outcomes, trend analysis, and KRIs).

Key Requirements

•University degree and/or relevant professional experience.
•Experience in AML/KYC Operations, Quality Assurance, Testing, Financial Crime Compliance, Risk Management, or a related discipline.
•Strong understanding of AML/KYC requirements, including CIP, CDD, and Enhanced Due Diligence (EDD).
•Experience reviewing complex customer structures, high-risk client files, and financial crime controls.
•Proficiency with Microsoft Excel, Word, and PowerPoint, with strong analytical and communication skills.

Experience:AML/KYCFinancial crime complianceRisk managementFinancial services

Education:Bachelor's

Skills:Attention to detailAnalytical and investigative skillsCommunicationStakeholder managementIssue management

Tech Stack:Microsoft ExcelMicrosoft WordMicrosoft PowerPoint

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn

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Northern Trust

3 weeks ago

AML/KYC Quality Control and Testing Specialist

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 9 hours agoStatus: Live

Job Summary

Location: Ireland

Workplace: Onsite

Employment Type: Full time

Job Function: Quality & Regulatory (Non-Software)

Key Responsibilities

•Perform risk-based AML/KYC quality control reviews for onboarding, periodic reviews, event-driven reviews, and Enhanced Due Diligence cases.
•Execute testing of AML/KYC controls to assess compliance with regulatory requirements, internal procedures, and enterprise policies.
•Evaluate completeness and accuracy of customer due diligence documentation, risk assessments, screening results, approvals, and audit trails.
•Identify, document, and communicate testing findings, control weaknesses, procedural gaps, and quality issues clearly and with evidence.
•Track testing findings through remediation to closure and support root cause analysis and governance reporting (quality metrics, testing outcomes, trend analysis, and KRIs).

Key Requirements

•University degree and/or relevant professional experience.
•Experience in AML/KYC Operations, Quality Assurance, Testing, Financial Crime Compliance, Risk Management, or a related discipline.
•Strong understanding of AML/KYC requirements, including CIP, CDD, and Enhanced Due Diligence (EDD).
•Experience reviewing complex customer structures, high-risk client files, and financial crime controls.
•Proficiency with Microsoft Excel, Word, and PowerPoint, with strong analytical and communication skills.

Experience:AML/KYCFinancial crime complianceRisk managementFinancial services

Education:Bachelor's

Skills:Attention to detailAnalytical and investigative skillsCommunicationStakeholder managementIssue management

Tech Stack:Microsoft ExcelMicrosoft WordMicrosoft PowerPoint

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn