3 months ago

Legal & Compliance - Conflicts Clearance, AVP

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 4 hours agoStatus: Live

Job Summary

Assist in the conflicts clearance process, oversee restricted/watch lists and information walls, and support firm-wide compliance initiatives. Analyze transactions for potential conflicts, coordinate with legal/compliance and deal teams, and help upgrade systems used for conflicts clearance and regulatory responses.

Location: Miami

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Evaluating potential transactions to determine what names, if any, should be placed on the firm’s restricted and/or watch lists
•Communicating with other legal and compliance groups and deal teams to determine when companies should be added to or removed from the firm’s watch and/or restricted lists (e.g. MNPI/inside information assessment)
•Identifying potential transactional conflicts and escalating accordingly to the appropriate legal and business contacts
•Draft and coordinate firmwide responses to regulatory examinations
•Analyzing the firm’s touchpoints with companies to determine the existence of potential conflicts of interest

Pay and Benefits

Salary: USD 115,000 - 150,000 annually

Equity and Bonus:Equity

Key Requirements

•Bachelor’s degree or equivalent
•3+ years of work experience at a major financial services firm in the control room and/or conflicts management group, or in a relevant legal and compliance role
•Experience responding to regulatory inquiries, including but not limited to FINRA and the SEC
•Strong analytical and issue-spotting skills
•Communicates confidently and effectively

Experience:3+ yearsFinancial servicesCompliance

Education:Bachelor's

Skills:CommunicationAnalytical thinkingAttention to detailProblem-solvingTeamwork

Company Brief

Blackstone

Global alternative asset manager specializing in private equity, real estate, credit, and hedge fund solutions. Provides investment management and advisory services to institutional and individual investors worldwide.

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: New York, United States

Founded: 1985

Website LinkedIn

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Blackstone

3 months ago

Legal & Compliance - Conflicts Clearance, AVP

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 4 hours agoStatus: Live

Job Summary

Location: Miami

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Evaluating potential transactions to determine what names, if any, should be placed on the firm’s restricted and/or watch lists
•Communicating with other legal and compliance groups and deal teams to determine when companies should be added to or removed from the firm’s watch and/or restricted lists (e.g. MNPI/inside information assessment)
•Identifying potential transactional conflicts and escalating accordingly to the appropriate legal and business contacts
•Draft and coordinate firmwide responses to regulatory examinations
•Analyzing the firm’s touchpoints with companies to determine the existence of potential conflicts of interest

Pay and Benefits

Salary: USD 115,000 - 150,000 annually

Equity and Bonus:Equity

Key Requirements

•Bachelor’s degree or equivalent
•3+ years of work experience at a major financial services firm in the control room and/or conflicts management group, or in a relevant legal and compliance role
•Experience responding to regulatory inquiries, including but not limited to FINRA and the SEC
•Strong analytical and issue-spotting skills
•Communicates confidently and effectively

Experience:3+ yearsFinancial servicesCompliance

Education:Bachelor's

Skills:CommunicationAnalytical thinkingAttention to detailProblem-solvingTeamwork

Company Brief

Blackstone

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: New York, United States

Founded: 1985

Website LinkedIn