Manager – Supervision (Intermediary)

Abu Dhabi Global Market
Abu Dhabi
Workplace: OnsiteFull timeFunction: Executive & General ManagementExperience: 8-10 yearsEducation: bachelorsSkills: ["Leadership","Communication","Problem-solving","Teamwork","Stakeholder management"]

Senior supervisory manager responsible for day-to-day oversight of intermediary VA broker-dealer entities within the Fintech Supervision team, implementing risk management frameworks and coordinating regulatory oversight in a regulated capital markets environment within ADGM and FSRA.

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FursaFursa
Abu Dhabi Global Market
Abu Dhabi Global Market
4 months ago

Manager – Supervision (Intermediary)

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Source: Company careers pageValidated by: Fursa AI
Last checked: 12 hours agoStatus: Live

Job Summary

Senior supervisory manager responsible for day-to-day oversight of intermediary VA broker-dealer entities within the Fintech Supervision team, implementing risk management frameworks and coordinating regulatory oversight in a regulated capital markets environment within ADGM and FSRA.
Location: Abu Dhabi
Workplace: Onsite
Employment Type: Full time
Job Function: Executive & General Management
Seniority: Manager level

Key Responsibilities

  • •Implements operational risk management frameworks specific to intermediary firms carrying out regulated activities in relation to Virtual Assets and Fiat-Referenced Tokens, translating the FSRA and ADGM requirements into tailored policies and procedures for supervised entities.
  • •Conducts regular desk-based reviews, on-site inspections, and monitoring activities, evaluating the effectiveness of compliance, governance, systems and controls for mitigating risks for supervised intermediary firms.
  • •Supports reporting duties, including analysis of regulatory returns and coordination of risk mitigation strategies in partnership with higher management.
  • •Maintains accountability and ensures alignment with ADGM's supervisory approach and objectives.
  • •Undertake supervisory reviews, handle regulatory queries, and coordinate with other FSRA units for holistic oversight.

Key Requirements

  • •8-10+ years experience in regulatory supervision, compliance oversight, or internal audit for intermediary firms or similar capital markets regulated entities.
  • •Strong working knowledge of operational risk frameworks, policies, and regulatory reporting requirements.
  • •Effective team management, interpersonal, and conflict resolution skills.
  • •Ability to interpret financial and operational data, design monitoring plans, and implement corrective actions.
  • •Detail-oriented, with an ability to assess governance and control frameworks.
Experience:8-10 yearsFinancial servicesRegulatory supervisionCapital markets
Education:Bachelor's
Skills:LeadershipCommunicationProblem-solvingTeamworkStakeholder management
Languages:English

Company Brief

Abu Dhabi Global Market
Abu Dhabi Global Market (ADGM) is Abu Dhabi’s international financial centre and free zone, providing a common-law regulatory framework, licensing, and services for financial and non-financial institutions to operate across Al Maryah and Al Reem Islands.
Industry: Public Sector Agencies
Company Size: Large (251 to 1,000 employees)
Growth: Government & Public Sector
Funding: Government Funded
Headquarters: Abu Dhabi, United Arab Emirates
Founded: 2013
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