Interactive Brokers Group

1 month ago

Open Accounts Associate I

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Support the KYC Refresh program by performing periodic, risk-based due diligence reviews of existing client accounts across EDD and non-EDD holdings. Evaluate client profiles using trading activity, business operations, risk exposure, and complex ownership structures. Conduct Source of Wealth (SOW) reviews, manage end-to-end restriction cycles under tight SLAs, and collaborate with Compliance, Risk, and Relationship Management to resolve complex cases and support audits.

Location: Mumbai

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Independently manage KYC reviews for Enhanced Due Diligence (EDD) and non-EDD accounts using risk-based judgment across retail, institutional, and introducing broker accounts.
•Perform in-depth contextual reviews of client profiles, evaluating trading activity, business operations, risk exposure, and complex ownership structures across global markets and asset classes.
•Conduct Source of Wealth (SOW) reviews by assessing documentation credibility, adequacy, and consistency with clients’ trading strategies and financial profile.
•Handle KYC Refresh for complex entity types (e.g., LLCs, Trusts, and EU/APAC entities) using jurisdiction-specific documentation standards and the firm’s compliance framework.
•Own the restriction cycle end-to-end by tracking review deadlines, prioritizing workloads under SLAs, and preventing account trading restrictions and client disruption.

Pay and Benefits

Perks:Health InsuranceLife InsuranceAnnual BonusMeal Card

Key Requirements

•Bachelor's degree (or equivalent vocational qualification) or demonstrable experience in finance, compliance, operations, or related fields.
•Professional certification/industry qualification demonstrating competency in AML and KYC (desirable).
•Experience or familiarity with EDD processes and Source of Wealth (SOW) reviews.
•Experience conducting entity-level KYC for LLCs, EU entities, and APAC entities (advantage).
•Ability to work independently while maintaining high accuracy and attention to detail in a fast-paced environment.

Experience:AMLKYCComplianceFinanceRiskOperations

Skills:Attention to detailIndependent workRisk-based judgmentPrioritizationCross-functional collaboration

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

1 month ago

Open Accounts Associate I

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Mumbai

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Independently manage KYC reviews for Enhanced Due Diligence (EDD) and non-EDD accounts using risk-based judgment across retail, institutional, and introducing broker accounts.
•Perform in-depth contextual reviews of client profiles, evaluating trading activity, business operations, risk exposure, and complex ownership structures across global markets and asset classes.
•Conduct Source of Wealth (SOW) reviews by assessing documentation credibility, adequacy, and consistency with clients’ trading strategies and financial profile.
•Handle KYC Refresh for complex entity types (e.g., LLCs, Trusts, and EU/APAC entities) using jurisdiction-specific documentation standards and the firm’s compliance framework.
•Own the restriction cycle end-to-end by tracking review deadlines, prioritizing workloads under SLAs, and preventing account trading restrictions and client disruption.

Pay and Benefits

Perks:Health InsuranceLife InsuranceAnnual BonusMeal Card

Key Requirements

•Bachelor's degree (or equivalent vocational qualification) or demonstrable experience in finance, compliance, operations, or related fields.
•Professional certification/industry qualification demonstrating competency in AML and KYC (desirable).
•Experience or familiarity with EDD processes and Source of Wealth (SOW) reviews.
•Experience conducting entity-level KYC for LLCs, EU entities, and APAC entities (advantage).
•Ability to work independently while maintaining high accuracy and attention to detail in a fast-paced environment.

Experience:AMLKYCComplianceFinanceRiskOperations

Skills:Attention to detailIndependent workRisk-based judgmentPrioritizationCross-functional collaboration

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn