Principal Auditor - Finance

Discover Financial
Richmond, New York, Plano
Workplace: HybridFull timeUSD 120,800 - 137,900 annuallyFunction: Finance & AccountingExperience: 4+ yearsEducation: bachelorsSkills: ["Critical thinking","Communication","Quality focus","Stakeholder management","Coaching"]

Drive finance-focused audits across accounting, regulatory reporting, and treasury and balance sheet risk areas, partnering with the Finance Audit team and broader Audit organization. Lead or contribute to audit planning, develop engagement documentation and audit programs, execute procedures to test internal controls, and analyze evidence to identify control gaps. Produce clear findings documentation, communicate audit progress with stakeholders, and coach audit staff, including junior associates.

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Discover Financial
Discover Financial
4 weeks ago

Principal Auditor - Finance

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Last checked: 2 hours agoStatus: Live

Job Summary

Drive finance-focused audits across accounting, regulatory reporting, and treasury and balance sheet risk areas, partnering with the Finance Audit team and broader Audit organization. Lead or contribute to audit planning, develop engagement documentation and audit programs, execute procedures to test internal controls, and analyze evidence to identify control gaps. Produce clear findings documentation, communicate audit progress with stakeholders, and coach audit staff, including junior associates.
Location: Richmond, New York, Plano
Workplace: Hybrid
Employment Type: Full time
Job Function: Finance & Accounting
Seniority: Mid level

Key Responsibilities

  • •Lead small audits or complete significant components of larger finance audits across risk areas including market, liquidity, counterparty credit, and treasury/balance sheet risks.
  • •Develop engagement planning documentation, communicate scoping rationale, and create audit programs to ensure adequate risk coverage.
  • •Design and execute audit procedures to verify internal control effectiveness, document auditee processes, and analyze evidence to identify gaps.
  • •Prepare clear documentation and draft findings to support audit work performed.
  • •Maintain collaborative stakeholder relationships, communicate audit progress, and provide coaching and on-the-job training to audit staff.

Pay and Benefits

Salary: USD 120,800 - 137,900 annually

Key Requirements

  • •Bachelor's degree or military experience.
  • •At least 4 years of experience in auditing, accounting, financial analysis, compliance, or a combination.
  • •Experience developing engagement planning documentation and audit programs based on risk scoping decisions.
  • •Ability to design and execute audit procedures that verify the effectiveness of internal controls.
  • •Preferred: relevant certifications (CIA, CPA, CFA, FRM) or 2+ years of banking/financial services experience.
Experience:4+ yearsFinancial servicesInternal auditing
Education:Bachelor's
Skills:Critical thinkingCommunicationQuality focusStakeholder managementCoaching
Certifications:Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Chartered Financial Analyst (CFA)Financial Risk Manager (FRM)

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Discover Financial
Provides consumer banking products, credit cards, personal loans, and payment services through the Discover brand. It operates a major U.S. financial network and serves individuals and merchants with lending and digital payment solutions.
Industry: Retail Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 10M to 25M
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Riverwoods, United States
Founded: 1985
WebsiteLinkedIn