Abu Dhabi Global Market

8 months ago

Senior Specialist - Supervision

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Senior Specialist role within the FSRA Supervision Section, focusing on implementing supervisory framework, risk assessments, and financial crime prevention across a portfolio of regulatory institutions in ADGM, with emphasis on strong collaboration, policy development, and information security.

Location: Abu Dhabi

Workplace: Onsite

Employment Type: Full time · Permanent

Job Function: Solutions Engineering & Sales Engineering

Seniority: Sr. Manager level

Key Responsibilities

•Responsible for supervising firms’ compliance with relevant rules and regulations and in their periodic impact/risk assessment, with support from the Director/Senior Manager/Manager.
•Responsible for the periodic risk assessment of firms, the drafting of the supervisory work plan, and the execution of the supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations, with support from the Director/Senior Manager/ Manager.
•Responsible for the ongoing analysis of prudential condition of the assigned institutions and their conduct of business and compliance with Financial Crime Prevention framework with support from the Director/Senior Manager/Manager.
•Responsible for/assist in taking prompt action against deficiencies and non-compliances identified including periodic follow-up to ensure timely resolution of deficiencies.
•Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
•Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
•Deliver additional tasks that may be delegated from the Director/ Senior Manager Supervision.
•Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
•Participate and deliver on projects that may be allocated thereto.
•Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
•Maintain confidentiality, Integrity and availability of the ADGM Information at all times i.e. within as well as outside ADGM.

Key Requirements

•Min 6-8 years of experience of financial supervision or industry experience in asset and wealth management, Funds, Contracts for Differences and / or Virtual Assets, specifically relevant Financial Crime prevention experience/Knowledge.
•Good communications skills both in writing and orally.
•Results-oriented team player.
•Good influencing and negotiation skills.
•Working well in a collaborative environment with a team of diverse professionals.
•Entry level planning, organisation and analytical skills.
•Strong sense of responsibility and impeccable integrity.
•Positive “can-do” attitude, eager to take on additional responsibilities.
•Eager to learn additional skills, both technically and behaviourally.
•Fluent in business English.
•Degree qualification in Finance, Banking and Accounting, Risk Management, Law or related disciplines.
•Proficient in Arabic or other language(s) and understanding of the Arabic Culture.

Experience:6-8 yearsFinancial supervisionAsset managementWealth managementFinancial crime

Education:Bachelor's

Skills:CommunicationNegotiationTeamworkAnalytical thinkingPlanningRisk assessmentInformation security

Languages:English

Company Brief

Abu Dhabi Global Market

Abu Dhabi Global Market (ADGM) is Abu Dhabi’s international financial centre and free zone, providing a common-law regulatory framework, licensing, and services for financial and non-financial institutions to operate across Al Maryah and Al Reem Islands.

Industry: Public Sector Agencies

Company Size: Large (251 to 1,000 employees)

Growth: Government & Public Sector

Funding: Government Funded

Headquarters: Abu Dhabi, United Arab Emirates

Founded: 2013

Glassdoor: 3.7

Website LinkedIn Glassdoor

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Abu Dhabi Global Market

8 months ago

Senior Specialist - Supervision

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Location: Abu Dhabi

Workplace: Onsite

Employment Type: Full time · Permanent

Job Function: Solutions Engineering & Sales Engineering

Seniority: Sr. Manager level

Key Responsibilities

•Responsible for supervising firms’ compliance with relevant rules and regulations and in their periodic impact/risk assessment, with support from the Director/Senior Manager/Manager.
•Responsible for the periodic risk assessment of firms, the drafting of the supervisory work plan, and the execution of the supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations, with support from the Director/Senior Manager/ Manager.
•Responsible for the ongoing analysis of prudential condition of the assigned institutions and their conduct of business and compliance with Financial Crime Prevention framework with support from the Director/Senior Manager/Manager.
•Responsible for/assist in taking prompt action against deficiencies and non-compliances identified including periodic follow-up to ensure timely resolution of deficiencies.
•Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
•Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
•Deliver additional tasks that may be delegated from the Director/ Senior Manager Supervision.
•Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
•Participate and deliver on projects that may be allocated thereto.
•Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
•Maintain confidentiality, Integrity and availability of the ADGM Information at all times i.e. within as well as outside ADGM.

Key Requirements

•Min 6-8 years of experience of financial supervision or industry experience in asset and wealth management, Funds, Contracts for Differences and / or Virtual Assets, specifically relevant Financial Crime prevention experience/Knowledge.
•Good communications skills both in writing and orally.
•Results-oriented team player.
•Good influencing and negotiation skills.
•Working well in a collaborative environment with a team of diverse professionals.
•Entry level planning, organisation and analytical skills.
•Strong sense of responsibility and impeccable integrity.
•Positive “can-do” attitude, eager to take on additional responsibilities.
•Eager to learn additional skills, both technically and behaviourally.
•Fluent in business English.
•Degree qualification in Finance, Banking and Accounting, Risk Management, Law or related disciplines.
•Proficient in Arabic or other language(s) and understanding of the Arabic Culture.

Experience:6-8 yearsFinancial supervisionAsset managementWealth managementFinancial crime

Education:Bachelor's

Skills:CommunicationNegotiationTeamworkAnalytical thinkingPlanningRisk assessmentInformation security

Languages:English

Company Brief

Abu Dhabi Global Market

Industry: Public Sector Agencies

Company Size: Large (251 to 1,000 employees)

Growth: Government & Public Sector

Funding: Government Funded

Headquarters: Abu Dhabi, United Arab Emirates

Founded: 2013

Glassdoor: 3.7

Website LinkedIn Glassdoor