Controls Monitoring and Testing Consultant I

Truist Financial
Charlotte, Atlanta, Richmond
Full timeUSD 90,000 - 105,000 annuallyFunction: Legal, Risk & ComplianceExperience: 4+ yearsEducation: bachelorsSkills: ["Organizational skills","Project leadership","Interpersonal skills","Problem analysis","Communication"]

Execute control monitoring and/or testing indicators for assigned business units to assess the adequacy and effectiveness of internal controls. Lead design, execution, and continuous improvement of monitoring across risk types, perform control assessments aligned to enterprise deliverables, and validate/testing/documentation of review activities. Incorporate 2nd line, SOX testing, and complaint reporting into control environment assessments, interpret results to identify trends, and recommend updates to business unit controls and documentation.

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Truist Financial
Truist Financial
5 days ago

Controls Monitoring and Testing Consultant I

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 42 minutes agoStatus: Closed

Job Summary

Execute control monitoring and/or testing indicators for assigned business units to assess the adequacy and effectiveness of internal controls. Lead design, execution, and continuous improvement of monitoring across risk types, perform control assessments aligned to enterprise deliverables, and validate/testing/documentation of review activities. Incorporate 2nd line, SOX testing, and complaint reporting into control environment assessments, interpret results to identify trends, and recommend updates to business unit controls and documentation.
Location: Charlotte, Atlanta, Richmond
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Lead and guide the design, execution, and continuous improvement of control monitoring across business units and risk types.
  • •Conduct key control assessments to evaluate adherence to corporate internal control standards.
  • •Ensure appropriate testing, validation, and documentation of review activities for risks and controls.
  • •Incorporate quality monitoring, 2nd line testing, SOX testing, and complaints reporting into control environment assessments.
  • •Interpret aggregated testing and monitoring results, identify trends and issues, and provide recommendations for updates to controls and documentation.

Pay and Benefits

Salary: USD 90,000 - 105,000 annually
Perks:Health InsuranceDentalVisionLife InsuranceDisability401kPaid LeaveSick DaysPaid HolidaysRetirement Pension

Key Requirements

  • •Bachelor’s degree, or equivalent education and related training.
  • •Four years of experience in a financial institution with emphasis on risk management, audit, operations, process engineering, or line of business specialty.
  • •Solid knowledge of risk management principles and controls, including business process and regulatory requirements.
  • •Ability to lead quality assurance and process improvement efforts in a corporate environment.
  • •Excellent verbal and written communication skills, with strong interpersonal skills across organizational levels.
Experience:4+ yearsFinancial services
Education:Bachelor's
Skills:Organizational skillsProject leadershipInterpersonal skillsProblem analysisCommunication
Languages:English
Tech Stack:Microsoft Office

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn