Senior Manager - Enforcement

Abu Dhabi Global Market
Abu Dhabi
Workplace: OnsiteFull timeFunction: Solutions Engineering & Sales EngineeringExperience: 10-12 yearsEducation: bachelorsSkills: ["Leadership","Analytical thinking","Communication","Stakeholder management","Report writing"]

Senior Manager overseeing regulatory enforcement and investigations within the FSRA at ADGM. Leads complex investigations, disciplinary actions, and mutual assistance matters; develops/enhances enforcement policies; collaborates with internal teams and external regulators to ensure high standards of regulatory practice and credible deterrence.

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Abu Dhabi Global Market
Abu Dhabi Global Market
4 months ago

Senior Manager - Enforcement

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Source: Company careers pageValidated by: Fursa AI
Last checked: 6 hours agoStatus: Live

Job Summary

Senior Manager overseeing regulatory enforcement and investigations within the FSRA at ADGM. Leads complex investigations, disciplinary actions, and mutual assistance matters; develops/enhances enforcement policies; collaborates with internal teams and external regulators to ensure high standards of regulatory practice and credible deterrence.
Location: Abu Dhabi
Workplace: Onsite
Employment Type: Full time
Job Function: Solutions Engineering & Sales Engineering
Seniority: Manager level

Key Responsibilities

  • •Lead investigations and regulatory action matters and supervise the conduct of investigations, referrals, complaints assessments and regulatory actions.
  • •Manage complaints, referrals and mutual assistance matters with internal and external stakeholders.
  • •Develop, implement and enhance the Enforcement Department policies, procedures and practices; contribute to enforcement policy development.
  • •Assist in the development and delivery of FSRA/Enforcement strategy and operational plans.
  • •Provide expert leadership in key practice areas and mentor high-potential talent within the team.

Key Requirements

  • •Minimum 10-12+ years of regulatory enforcement and/or investigations experience
  • •Strong knowledge and understanding of financial services regulation and applicable laws
  • •Proven ability to lead investigations and regulatory action matters, with experience in preparing briefs, reports and recommendations
  • •Experience providing expert leadership in key practice areas and mentoring junior staff
  • •Excellent analytical, interpersonal, and written/oral communication skills with the ability to build and maintain stakeholder relationships
Experience:10-12 yearsFinancial servicesRegulatory enforcement
Education:Bachelor's
Skills:LeadershipAnalytical thinkingCommunicationStakeholder managementReport writing
Certifications:Anti-money laundering (preferred)
Languages:English

Company Brief

Abu Dhabi Global Market
Abu Dhabi Global Market (ADGM) is Abu Dhabi’s international financial centre and free zone, providing a common-law regulatory framework, licensing, and services for financial and non-financial institutions to operate across Al Maryah and Al Reem Islands.
Industry: Public Sector Agencies
Company Size: Large (251 to 1,000 employees)
Growth: Government & Public Sector
Funding: Government Funded
Headquarters: Abu Dhabi, United Arab Emirates
Founded: 2013
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