Senior Auditor - Capital Markets

U.S. Bancorp
New York, Atlanta, Minneapolis, Charlotte
Workplace: OnsiteFull timeUSD 104,550 - 123,000 annuallyFunction: Finance & AccountingExperience: 5+ yearsSkills: ["Analytical","Critical thinking","Problem-solving","Written communication","Verbal communication","Team collaboration","Stakeholder communication"]

Conduct risk-based audits for U.S. Bancorp’s Capital Markets and broker-dealer activities within Corporate Audit Services. Assist with audit planning, walkthroughs, control identification, and risk assessments; execute control testing and substantive procedures; and produce clear workpapers and documentation. Partner across risk, compliance, operations, technology, and business teams, communicate results professionally, and help draft observations and report content while building Capital Markets audit expertise in a regulated environment.

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FursaFursa
U.S. Bancorp
U.S. Bancorp
1 day ago

Senior Auditor - Capital Markets

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Last checked: 3 hours agoStatus: Live

Job Summary

Conduct risk-based audits for U.S. Bancorp’s Capital Markets and broker-dealer activities within Corporate Audit Services. Assist with audit planning, walkthroughs, control identification, and risk assessments; execute control testing and substantive procedures; and produce clear workpapers and documentation. Partner across risk, compliance, operations, technology, and business teams, communicate results professionally, and help draft observations and report content while building Capital Markets audit expertise in a regulated environment.
Location: New York, Atlanta, Minneapolis, Charlotte
Workplace: Onsite
Employment Type: Full time
Job Function: Finance & Accounting
Seniority: Mid level

Key Responsibilities

  • •Assist with risk-based audit planning for Capital Markets and broker-dealer processes.
  • •Support walkthroughs, process documentation, control identification, and risk assessment activities.
  • •Execute audit procedures including control design assessment, control testing, substantive testing, and validation.
  • •Document audit work clearly and identify control gaps, testing exceptions, or documentation issues to escalate.
  • •Communicate audit requests, testing results, and potential observations; draft audit observations and support report content under direction.

Pay and Benefits

Salary: USD 104,550 - 123,000 annually
Perks:Health InsuranceDentalVision401k

Key Requirements

  • •Bachelor’s degree or advanced degree, or equivalent relevant work experience.
  • •Typically more than 5 years of experience in audit, risk management, compliance, consulting, or related financial services functions.
  • •Foundational understanding of internal controls, risk management, audit methodology, or regulatory expectations.
  • •Demonstrated ability to execute assigned work, manage deadlines, and produce clear documentation.
  • •Professional certification or progress toward certification preferred (CIA, CPA, CISA, or similar).
Experience:5+ yearsFinancial servicesAuditRisk managementComplianceCapital marketsBroker-dealerSOX
Skills:AnalyticalCritical thinkingProblem-solvingWritten communicationVerbal communicationTeam collaborationStakeholder communication
Certifications:CIACPACISA

Company Brief

U.S. Bancorp
U.S. Bancorp is the parent company of U.S. Bank, providing consumer, business, and institutional banking services including lending, payments, treasury management, wealth management, and merchant solutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Minneapolis, United States
Founded: 1863
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