Compliance Representative

U.S. Bancorp
Cincinnati, St. Paul, Charlotte, Arizona
Workplace: OnsiteFull timeUSD 75,820 - 89,200Function: Legal, Risk & ComplianceExperience: 3+ yearsEducation: bachelorsSkills: ["Analytical","Process facilitation","Project management","Interpersonal communication","Attention to detail"]

Partner with the business line and Risk/Compliance/Audit teams to help create, implement, maintain, review, or oversee an effective risk management framework. Ensure compliance with applicable federal, state, and local regulations, identify policy-violation gaps, and respond or escalate risks to minimize losses. Review potential violations and customer complaints, support reporting, and act as a liaison between business partners and the Lines of Defense.

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FursaFursa
U.S. Bancorp
U.S. Bancorp
1 month ago

Compliance Representative

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 17 days agoStatus: Live

Job Summary

Partner with the business line and Risk/Compliance/Audit teams to help create, implement, maintain, review, or oversee an effective risk management framework. Ensure compliance with applicable federal, state, and local regulations, identify policy-violation gaps, and respond or escalate risks to minimize losses. Review potential violations and customer complaints, support reporting, and act as a liaison between business partners and the Lines of Defense.
Location: Cincinnati, St. Paul, Charlotte, Arizona
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Create, implement, maintain, review, or oversee an effective risk management framework in coordination with the business line and risk/compliance/audit teams
  • •Participate in activities that ensure compliance with applicable federal, state, and local laws and regulations
  • •Identify gaps and propose solutions to minimize losses from inadequate processes, systems, or human errors
  • •Identify, respond to, and escalate risks as appropriate and serve as a liaison between the business line and the Lines of Defense
  • •Review potential policy violations and customer complaint resolutions, and provide backup reporting and other team-related tasks

Pay and Benefits

Salary: USD 75,820 - 89,200
Perks:Health InsuranceDentalVision401kPaid Leave

Key Requirements

  • •Bachelor's degree, or equivalent work experience
  • •Typically more than three years of applicable experience
  • •Series 7, Series 24, and Series 63 or 66 are required (Series 4 required and/or must be obtained within 180 days)
  • •Intermediate knowledge of applicable laws, regulations, financial services, and regulatory trends impacting the assigned line of business
  • •Intermediate understanding of the business line’s operations, products/services, systems, and associated risks/controls
Experience:3+ yearsFinancial services
Education:Bachelor's
Skills:AnalyticalProcess facilitationProject managementInterpersonal communicationAttention to detail
Certifications:Series 7Series 24Series 63Series 66Series 4
Tech Stack:Microsoft OfficeSpreadsheetsDatabasesWord processingPresentations

Company Brief

U.S. Bancorp
U.S. Bancorp is the parent company of U.S. Bank, providing consumer, business, and institutional banking services including lending, payments, treasury management, wealth management, and merchant solutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Minneapolis, United States
Founded: 1863
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Glassdoor: 3.8
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