Consultant, Regulatory Risk and Oversight

Northern Trust
Manila
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceSkills: ["Stakeholder coordination","Project management","Governance support","Documentation","Risk and issue escalation"]

Manage assigned regulatory change events across the regulatory change lifecycle, including building delivery plans and tracking milestones, risks, issues, dependencies, and actions. Coordinate subject matter experts and impacted business, functional, and legal-entity stakeholders to complete applicability, interpretation, scoping, impact, and gap assessments. Maintain regulatory change records, support governance forums, and prepare management status reporting, while escalating delays and coordinating evidence for assurance, audits, and regulatory inquiries.

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FursaFursa
Northern Trust
Northern Trust
1 month ago

Consultant, Regulatory Risk and Oversight

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 hours agoStatus: Live

Job Summary

Manage assigned regulatory change events across the regulatory change lifecycle, including building delivery plans and tracking milestones, risks, issues, dependencies, and actions. Coordinate subject matter experts and impacted business, functional, and legal-entity stakeholders to complete applicability, interpretation, scoping, impact, and gap assessments. Maintain regulatory change records, support governance forums, and prepare management status reporting, while escalating delays and coordinating evidence for assurance, audits, and regulatory inquiries.
Location: Manila
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Project manage assigned regulatory change events across the regulatory change lifecycle, coordinating activities across stages.
  • •Develop and maintain delivery plans including activities, milestones, dependencies, risks, issues, decisions, actions, and stakeholder responsibilities.
  • •Coordinate impacted stakeholders and subject matter experts to complete regulatory applicability, interpretation, scoping, impact, and gap assessments.
  • •Maintain complete, accurate, and current regulatory change records, including traceability and supporting evidence for audit trail requirements.
  • •Monitor progress of implementation/remediation activities, follow up on actions, escalate delays/risks/issues/dependencies, and prepare management status reporting for governance forums and assurance activities.

Key Requirements

Experience:Regulatory change managementRegulatory risk managementFinancial services
Skills:Stakeholder coordinationProject managementGovernance supportDocumentationRisk and issue escalation
Languages:English

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
Glassdoor
Glassdoor: 3.9
WebsiteLinkedIn