Controls Monitoring and Testing Consultant I

Truist Financial
Charlotte
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Leadership","Organizational skills","Interpersonal skills","Problem-solving","Communication"]

Execute testing and compliance monitoring indicators for assigned business units to support risk and control assessments, change risk initiatives, and aggregated control environment monitoring. Lead and continuously improve control monitoring across risk types, conduct regular key control assessments, and incorporate 2nd line testing and SOX results into issue identification. Analyze trends, evaluate effectiveness for change management, and partner with risk management teams to report results and recommend updates to controls and documentation.

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Truist Financial
Truist Financial
3 days ago

Controls Monitoring and Testing Consultant I

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Source: Company careers pageValidated by: Fursa AI
Last checked: 8 hours agoStatus: Live

Job Summary

Execute testing and compliance monitoring indicators for assigned business units to support risk and control assessments, change risk initiatives, and aggregated control environment monitoring. Lead and continuously improve control monitoring across risk types, conduct regular key control assessments, and incorporate 2nd line testing and SOX results into issue identification. Analyze trends, evaluate effectiveness for change management, and partner with risk management teams to report results and recommend updates to controls and documentation.
Location: Charlotte
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Lead and guide the design, execution, and continuous improvement of control monitoring across business units and risk types.
  • •Conduct regular key control assessments to evaluate adherence to corporate internal control standards.
  • •Ensure testing, validation, and documentation of review activities for risk programs, risks, and controls.
  • •Interpret aggregated monitoring and testing results and identify trends and issues related to key controls.
  • •Prepare and deliver regular analysis/reporting of monitoring and testing results; recommend updates to control, policy, procedure, and risk/control documentation.

Pay and Benefits

Perks:Health InsuranceDentalVisionLife InsuranceDisability Insurance401kPaid HolidaysPaid LeaveSick Days

Key Requirements

  • •Bachelor’s degree, or equivalent education and related training.
  • •Four years of experience in a financial institution focused on risk management, audit, operations, process engineering, or a line-of-business specialty.
  • •Solid knowledge of risk management principles and controls, business practices, and business process/regulatory requirements.
  • •Ability to lead quality assurance and process improvement efforts in a corporate environment.
  • •Excellent organizational skills, interpersonal skills, and strong verbal and written communication; demonstrated proficiency in Microsoft Office.
Experience:Financial servicesRisk managementAuditInternal controls
Education:Bachelor's
Skills:LeadershipOrganizational skillsInterpersonal skillsProblem-solvingCommunication
Languages:English
Tech Stack:Microsoft OfficeMicrosoft ExcelMicrosoft WordMicrosoft PowerPoint

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn