Analyst - EDD

Interactive Brokers Group
Hong Kong
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 1-3 yearsSkills: ["Analytical skills","Communication","Problem-solving","Detail-oriented","Organizational skills"]

Conduct enhanced due diligence for higher-risk clients within the APAC Financial Crime Compliance team in Hong Kong. Perform ongoing EDD reviews, build clear outcome summaries with justifications, and assess AML risk while escalating issues for timely decision-making. Evaluate clients’ AML programs, manage tracking for review schedules, support examinations/audits/projects, and assist with ad-hoc tasks from the EDD manager.

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FursaFursa
Interactive Brokers Group
Interactive Brokers Group
11 hours ago

Analyst - EDD

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Source: Company careers pageValidated by: Fursa AI
Last checked: 5 hours agoStatus: Live
Reposted: similar role first listed 3 months ago

Job Summary

Conduct enhanced due diligence for higher-risk clients within the APAC Financial Crime Compliance team in Hong Kong. Perform ongoing EDD reviews, build clear outcome summaries with justifications, and assess AML risk while escalating issues for timely decision-making. Evaluate clients’ AML programs, manage tracking for review schedules, support examinations/audits/projects, and assist with ad-hoc tasks from the EDD manager.
Location: Hong Kong
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Conduct ongoing EDD review on existing higher-risk clients in line with established procedures and policies.
  • •Prepare EDD review outcome summaries with clear, concise justifications.
  • •Perform risk assessments and ensure timely, appropriate escalation of identified risks to management.
  • •Provide an assessment regarding the client’s AML program.
  • •Initiate and follow up on client outreach for outstanding requirements; maintain accurate tracking of reviews and support FCC examinations, audits, and projects.

Pay and Benefits

Perks:Health InsuranceDentalAnnual BonusEquityPaid Leave

Key Requirements

  • •1-3 years proven experience in the financial industry with exposure to risk and compliance.
  • •Strong working knowledge of regional AML and regulations within the brokerage services industry.
  • •Excellent analytical and communication skills (oral and written).
  • •Strong problem-solving, detail-orientation, and organizational/project management skills.
  • •Ability to work independently in a small-team environment and multi-task with minimal supervision.
Experience:1-3 yearsFinancial servicesBrokerageFinancial crime compliance
Skills:Analytical skillsCommunicationProblem-solvingDetail-orientedOrganizational skills
Licenses:Series 7
Certifications:ACAMSAAMLPCFECFCSSeries 7
Languages:EnglishCantoneseMandarin

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn