FTC - 6 months - Compliance Assistant Vice President

Sumitomo
Dublin
ContractEUR 39,000 - 75,000 annuallyFunction: Executive & General ManagementSkills: ["Risk management","Judgement","Decision making"]

Conduct allocated trade surveillance tasks under the firm’s Surveillance Monitoring Plan, including reviewing, investigating, and documenting surveillance alerts across asset classes. Support compliance and market abuse risk assessments and gap analyses, ensure proper escalation of issues, and contribute to improvement and development of the SMP. Monitor European regulatory developments, support insider trading prevention and compliance policies, and prepare internal/external reporting materials.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
Sumitomo
Sumitomo
13 hours ago

FTC - 6 months - Compliance Assistant Vice President

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 13 hours agoStatus: Live

Job Summary

Conduct allocated trade surveillance tasks under the firm’s Surveillance Monitoring Plan, including reviewing, investigating, and documenting surveillance alerts across asset classes. Support compliance and market abuse risk assessments and gap analyses, ensure proper escalation of issues, and contribute to improvement and development of the SMP. Monitor European regulatory developments, support insider trading prevention and compliance policies, and prepare internal/external reporting materials.
Location: Dublin
Employment Type: Contract · 6 months
Job Function: Executive & General Management
Seniority: Sr. Director level

Key Responsibilities

  • •Complete allocated surveillance tasks defined under the firm’s Surveillance Monitoring Plan (SMP).
  • •Review, investigate, and document surveillance alerts across asset classes traded by the Group, primarily using BTCA.
  • •Support risk assessments and gap analysis, including compliance risk and market abuse risk assessments.
  • •Escalate surveillance issues and manage them according to the Group’s escalation policy under the Head of Surveillance.
  • •Monitor regulatory developments and support insider trading prevention and internal compliance policies and procedures; assist with compliance surveillance projects.

Pay and Benefits

Salary: EUR 39,000 - 75,000 annually
Perks:Hybrid WorkingPaid LeaveHealth InsuranceLife InsurancePension

Key Requirements

  • •Assist with Compliance Risk Assessment, Market Abuse Risk Assessment, and other departmental risk assessments or gap analysis.
  • •Execute the Surveillance Monitoring Plan (review, investigation, timely closure and documentation of surveillance alerts).
  • •Escalate issues arising from trade surveillance and manage them per the firm’s escalation policy.
  • •Prepare internal and external reports, including monthly Compliance MI packs, and gather related materials.
  • •Monitor European regulatory developments and identify new regulations impacting the organization.
Skills:Risk managementJudgementDecision making
Tech Stack:BTCASurveillance monitoring plan (SMP)Compliance MI packs

Company Brief

Sumitomo
Sumitomo Corporation is a global diversified trading and investment conglomerate engaged in metal products, transportation, infrastructure, media, real estate, and other business domains through investments, trading, and integrated solutions worldwide.
Industry: Conglomerates & Holding Companies
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Tokyo, Japan
Founded: 1919
WebsiteLinkedIn