HSBC

1 month ago

Senior Regulatory Compliance Manager (Shanghai, SH, CN, 200001)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 3 hours agoStatus: Live

Job Summary

Regulatory compliance risk steward advising the business on regulatory requirements, shaping local RC policies, and guiding risk assessments and remediation to ensure fair customer outcomes. Drives compliance programs, training, and regulatory engagement across HSBC’s insurance-related activities in Shanghai.

Location: Shanghai

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Sr. Manager level

Key Responsibilities

•Establish and maintain RC-related local policies and guidelines, participate in forming annual compliance management plan and implementation.
•Oversee the implementation of new laws and regulations and Group RC policies pertaining to insurance products, services, and businesses, and drive business to facilitate effective execution.
•Conduct compliance risk assessments and provide compliance advisory opinions on new products/businesses/processes/systems and investment.
•Organize and perform RC risk monitoring activities, thematic reviews, review & challenge on business’s RC risk-related internal event management, identify potential RC risks in a timely manner, provide practical recommendations and appropriate oversight on business’ effective remediation.
•Assist in delivery of regulatory compliance projects, support regulatory engagement.

Key Requirements

•Strong proficiency in both written and spoken Chinese and English.
•Bachelor’s degree or equivalent academic qualification.
•At least five years’ experience in legal and/or compliance roles, with a solid understanding of regulatory requirements and compliance risk management in the insurance sector (eight years for Regulatory Compliance Senior Manager).
•Background in compliance, audit or legal, with knowledge of local insurance laws and regulations.
•Good communication and interpersonal skills, with the ability to build effective relationships with local regulators, business departments and other functions.

Experience:5-8 yearsInsuranceComplianceRegulatory

Education:Bachelor's

Skills:CommunicationInterpersonalPlanningProblem-solvingTeamwork

Languages:ChineseEnglish

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

1 month ago

Senior Regulatory Compliance Manager (Shanghai, SH, CN, 200001)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 3 hours agoStatus: Live

Job Summary

Location: Shanghai

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Sr. Manager level

Key Responsibilities

•Establish and maintain RC-related local policies and guidelines, participate in forming annual compliance management plan and implementation.
•Oversee the implementation of new laws and regulations and Group RC policies pertaining to insurance products, services, and businesses, and drive business to facilitate effective execution.
•Conduct compliance risk assessments and provide compliance advisory opinions on new products/businesses/processes/systems and investment.
•Organize and perform RC risk monitoring activities, thematic reviews, review & challenge on business’s RC risk-related internal event management, identify potential RC risks in a timely manner, provide practical recommendations and appropriate oversight on business’ effective remediation.
•Assist in delivery of regulatory compliance projects, support regulatory engagement.

Key Requirements

•Strong proficiency in both written and spoken Chinese and English.
•Bachelor’s degree or equivalent academic qualification.
•At least five years’ experience in legal and/or compliance roles, with a solid understanding of regulatory requirements and compliance risk management in the insurance sector (eight years for Regulatory Compliance Senior Manager).
•Background in compliance, audit or legal, with knowledge of local insurance laws and regulations.
•Good communication and interpersonal skills, with the ability to build effective relationships with local regulators, business departments and other functions.

Experience:5-8 yearsInsuranceComplianceRegulatory

Education:Bachelor's

Skills:CommunicationInterpersonalPlanningProblem-solvingTeamwork

Languages:ChineseEnglish

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn