Interactive Brokers Group

1 week ago

AML - Sr Analyst - AML Governance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 12 hours agoStatus: Live

Job Summary

Manage and govern anti-money laundering (AML) policies and related compliance issues for IBKR’s Financial Crimes AML Governance team. Maintain the Global Financial Crimes Control Library, conduct product and periodic global AML/trade surveillance risk assessments, and recommend controls to keep risk within tolerance. Act as the main point of contact for internal and external audits, and coordinate responses to audit requests and monthly global AML stakeholder calls.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Healthcare (Clinical, Medical, Wellness)

Seniority: Mid level

Key Responsibilities

•Manage and track AML unit policies and procedures and related compliance issues, ensuring timely resolution and regulatory alignment.
•Maintain the Global Financial Crimes Control Library used by internal teams, auditors, and regulators to assess AML control adequacy and effectiveness.
•Conduct product risk assessments for new material products and recommend controls to keep product risk within the firm’s risk tolerance.
•Perform periodic global AML and Trade Surveillance risk assessments across North America, Europe, and APAC against regulatory red flags.
•Serve as the main point of contact for internal and external auditors and coordinate responses to audit requests; facilitate monthly global AML stakeholder calls.

Pay and Benefits

Equity and Bonus:Equity

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceDisability Coverage

Key Requirements

•Bachelor's or Master's degree.
•4+ years of experience in the financial services industry or related relevant work experience.
•Knowledge of AML and trading products (Equities, Options, Futures, FOREX, and Crypto).
•Experience performing risk assessments, controls testing, or similar assurance activities.
•Experience with the U.S. AML regulatory regime, with excellent oral and written communication skills.

Experience:4+ yearsFinancial servicesAnti-money launderingTrade surveillanceCrypto

Education:Bachelor's

Skills:CommunicationCollaborationAnalytical skillsProblem-solvingOrganizational skills

Certifications:ACAMSCFCS

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

1 week ago

AML - Sr Analyst - AML Governance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 12 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Healthcare (Clinical, Medical, Wellness)

Seniority: Mid level

Key Responsibilities

•Manage and track AML unit policies and procedures and related compliance issues, ensuring timely resolution and regulatory alignment.
•Maintain the Global Financial Crimes Control Library used by internal teams, auditors, and regulators to assess AML control adequacy and effectiveness.
•Conduct product risk assessments for new material products and recommend controls to keep product risk within the firm’s risk tolerance.
•Perform periodic global AML and Trade Surveillance risk assessments across North America, Europe, and APAC against regulatory red flags.
•Serve as the main point of contact for internal and external auditors and coordinate responses to audit requests; facilitate monthly global AML stakeholder calls.

Pay and Benefits

Equity and Bonus:Equity

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceDisability Coverage

Key Requirements

•Bachelor's or Master's degree.
•4+ years of experience in the financial services industry or related relevant work experience.
•Knowledge of AML and trading products (Equities, Options, Futures, FOREX, and Crypto).
•Experience performing risk assessments, controls testing, or similar assurance activities.
•Experience with the U.S. AML regulatory regime, with excellent oral and written communication skills.

Experience:4+ yearsFinancial servicesAnti-money launderingTrade surveillanceCrypto

Education:Bachelor's

Skills:CommunicationCollaborationAnalytical skillsProblem-solvingOrganizational skills

Certifications:ACAMSCFCS

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn