Trade Desk Specialist - Johnston, RI

Citizens Bank
United States
Workplace: HybridFull timeFunction: Capital Markets, Trading & QuantExperience: 3-5 yearsEducation: high_schoolSkills: ["Communication","Customer-first mindset","Detail-oriented","Organizational","Problem-solving"]

Own daily trade desk operations for the Wealth Management team, supporting inbound trade requests and inquiries from end clients and financial advisor lines. Monitor trade execution, settlement, and clearing to ensure timely, accurate completion across mutual funds, UITs, structured products, equities, and fixed income. Resolve trade discrepancies, provide proactive account support, and maintain regulatory compliance (TRACE, RTRS, CAT) through a customer-first, operationally excellent approach.

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Citizens Bank
Citizens Bank
4 days ago

Trade Desk Specialist - Johnston, RI

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Source: Company careers pageValidated by: Fursa AI
Last checked: 7 hours agoStatus: Live

Job Summary

Own daily trade desk operations for the Wealth Management team, supporting inbound trade requests and inquiries from end clients and financial advisor lines. Monitor trade execution, settlement, and clearing to ensure timely, accurate completion across mutual funds, UITs, structured products, equities, and fixed income. Resolve trade discrepancies, provide proactive account support, and maintain regulatory compliance (TRACE, RTRS, CAT) through a customer-first, operationally excellent approach.
Location: United States
Workplace: Hybrid
Employment Type: Full time
Job Function: Capital Markets, Trading & Quant
Seniority: Mid level

Key Responsibilities

  • •Monitor daily trade execution, settlement, and clearing processes to ensure timely and accurate completion.
  • •Execute and process trades across mutual funds, UITs, structured products, equities, and fixed income.
  • •Ensure trade accuracy and compliance with regulatory requirements (TRACE, RTRS, CAT).
  • •Monitor and resolve trade discrepancies promptly by coordinating with relevant departments.
  • •Provide proactive support to financial advisors and deliver customer service for service-related requests.

Key Requirements

  • •FINRA Series 7 and 63/66 licensing required.
  • •3-5 years of trade operations or a similar finance-industry role (preferred).
  • •Strong verbal and written communication with a customer-first mindset, including broker/primes experience as a plus.
  • •Detail-oriented, organized, and able to work with a sense of urgency.
  • •Problem-solving skills and enthusiasm for collaborative teamwork, with passion for financial markets and investment products.
Experience:3-5 years
Education:High School
Skills:CommunicationCustomer-first mindsetDetail-orientedOrganizationalProblem-solving
Certifications:FINRA Series 7FINRA Series 63FINRA Series 66

Company Brief

Citizens Bank
Regional bank offering retail and commercial banking, mortgage lending, wealth management, and payment services to individuals and businesses across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Providence, United States
Founded: 1828
Website