Audit Manager - Asset & Wealth Management

Northern Trust
Chicago
Workplace: HybridFull timeUSD 83,100 - 141,300Function: Finance & AccountingExperience: 5+ yearsEducation: bachelorsSkills: ["Professional skepticism","Analytical skills","Organizational skills","Communication","Mentoring"]

Lead and execute audits across Asset and Wealth Management, operating independently and coordinating audit project teams. Oversee planning, fieldwork, reporting, and issue validation, including drafting issues and executive summaries. Use professional skepticism and technical expertise to design testing approaches aligned with controls, conduct complex testing, and discuss findings with stakeholders. Mentor and coach junior staff while collaborating with Senior Audit Managers on scope and audit strategy.

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FursaFursa
Northern Trust
Northern Trust
2 months ago

Audit Manager - Asset & Wealth Management

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Last checked: 6 hours agoStatus: Live

Job Summary

Lead and execute audits across Asset and Wealth Management, operating independently and coordinating audit project teams. Oversee planning, fieldwork, reporting, and issue validation, including drafting issues and executive summaries. Use professional skepticism and technical expertise to design testing approaches aligned with controls, conduct complex testing, and discuss findings with stakeholders. Mentor and coach junior staff while collaborating with Senior Audit Managers on scope and audit strategy.
Location: Chicago
Workplace: Hybrid
Employment Type: Full time
Job Function: Finance & Accounting
Seniority: Manager level

Key Responsibilities

  • •Conduct and document audits across Asset and Wealth Management.
  • •Design and lead audit execution for one or two audits simultaneously.
  • •Propose audit scope and develop testing approach, including RCTM and RCM; complete planning documents.
  • •Ensure engagement deadlines are met and perform highest complexity testing; lead discussions on testing findings.
  • •Draft issues and reports (including executive summary) and provide mentoring/coaching to junior staff.

Pay and Benefits

Salary: USD 83,100 - 141,300
Equity and Bonus:Equity
Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveCaregiver LeaveLife InsuranceDisability InsuranceSpending Accounts

Key Requirements

  • •5+ years of related work experience, with auditing experience in a financial institution preferred.
  • •A college or university degree in a related subject area.
  • •Have a professional certification (e.g., CPA, CISA, CIA, ACA, ACCA).
  • •Knowledge of audit and accounting principles, typically obtained through related work experience and a four-year degree program.
  • •Strong analytical, organizational, and communication skills, including business writing and presentation skills.
Experience:5+ yearsFinancial servicesWealth managementAsset management
Education:Bachelor's in related subject area
Skills:Professional skepticismAnalytical skillsOrganizational skillsCommunicationMentoring
Certifications:CPACISACIAACAACCA

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
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