Interactive Brokers Group

1 month ago

Analyst - EDD

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Conduct ongoing enhanced due diligence (EDD) reviews for higher-risk client profiles and activity, documenting outcomes with clear justifications. Perform risk assessments and escalate identified risks to management in a timely manner. Assess clients’ AML programs, initiate professional client outreach for outstanding requirements, and maintain accurate review tracking. Support FCC-related examinations, audits, projects, and other ad-hoc tasks within the APAC Financial Crime Compliance team in Hong Kong.

Location: Hong Kong

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct ongoing EDD reviews for existing higher-risk clients’ profiles and activity.
•Prepare clear, concise EDD review outcome summaries with adequate justifications.
•Perform risk assessments and ensure timely escalation of identified risks to management.
•Assess clients’ AML program and initiate professional client outreach for outstanding requirements.
•Maintain accurate tracking of reviews and support FCC examinations, audits, and projects.

Pay and Benefits

Perks:Health InsuranceDentalMedicalSpecialist CareIn-patient CareAnnual LeaveRemote WorkHybrid Work

Key Requirements

•1-3 years proven experience in the financial industry with exposure to risk and compliance.
•Strong working knowledge of regional AML and regulations within brokerage services.
•Excellent analytical and oral/written communication skills.
•Detail-oriented with strong organizational and project management skills.
•Proficiency in English and Cantonese or Mandarin; relevant certifications are a plus.

Experience:1-3 yearsFinancial servicesFinancial crime complianceAnti-money launderingBrokerage services

Skills:Analytical thinkingCommunicationProblem-solvingIndependent workOrganizational skills

Licenses:Series 7

Certifications:ACAMSAAMLPCFECFCSSeries 7

Languages:EnglishCantoneseMandarin

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

1 month ago

Analyst - EDD

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Hong Kong

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct ongoing EDD reviews for existing higher-risk clients’ profiles and activity.
•Prepare clear, concise EDD review outcome summaries with adequate justifications.
•Perform risk assessments and ensure timely escalation of identified risks to management.
•Assess clients’ AML program and initiate professional client outreach for outstanding requirements.
•Maintain accurate tracking of reviews and support FCC examinations, audits, and projects.

Pay and Benefits

Perks:Health InsuranceDentalMedicalSpecialist CareIn-patient CareAnnual LeaveRemote WorkHybrid Work

Key Requirements

•1-3 years proven experience in the financial industry with exposure to risk and compliance.
•Strong working knowledge of regional AML and regulations within brokerage services.
•Excellent analytical and oral/written communication skills.
•Detail-oriented with strong organizational and project management skills.
•Proficiency in English and Cantonese or Mandarin; relevant certifications are a plus.

Experience:1-3 yearsFinancial servicesFinancial crime complianceAnti-money launderingBrokerage services

Skills:Analytical thinkingCommunicationProblem-solvingIndependent workOrganizational skills

Licenses:Series 7

Certifications:ACAMSAAMLPCFECFCSSeries 7

Languages:EnglishCantoneseMandarin

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn