Senior Compliance Manager

Eqvilent
Anywhere
Workplace: RemoteFull timeFunction: Legal, Risk & ComplianceExperience: 7-10 yearsEducation: bachelorsSkills: ["Self-sufficient","Accountability","Ownership","Analytical thinking","Problem-solving","Written communication","Verbal communication","Stakeholder management","Independent work","Collaboration"]

Lead critical compliance projects and initiatives across the firm’s markets and trading venues. Own compliance responsibilities for assigned regions and regulatory domains, including regulatory remediation, control enhancements, and compliance integration for new market access. Oversee regulatory reporting and filings, manage regulatory examinations and inquiries, and act as a compliance point of contact for business stakeholders. Bring deep financial markets regulatory expertise and strong cross-functional project leadership.

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FursaFursa
Eqvilent
Eqvilent
1 year ago

Senior Compliance Manager

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Last checked: 5 hours agoStatus: Live

Job Summary

Lead critical compliance projects and initiatives across the firm’s markets and trading venues. Own compliance responsibilities for assigned regions and regulatory domains, including regulatory remediation, control enhancements, and compliance integration for new market access. Oversee regulatory reporting and filings, manage regulatory examinations and inquiries, and act as a compliance point of contact for business stakeholders. Bring deep financial markets regulatory expertise and strong cross-functional project leadership.
Location: Anywhere
Workplace: Remote
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Lead major compliance projects, including implementation of new regulatory requirements, compliance integration for new venues, and regulatory remediation.
  • •Manage project timelines, resources, scope, deliverables, and success metrics, coordinating cross-functional teams.
  • •Own compliance responsibilities for assigned regions and regulatory domains, including market conduct and transaction reporting.
  • •Oversee regulatory reporting and filings such as transaction reporting, position reporting, regulatory capital calculations, and regulatory documents/notifications.
  • •Serve as compliance point of contact, participate in regulatory examinations and inquiries, and present project updates and compliance metrics to stakeholders.

Pay and Benefits

Perks:Remote WorkPaid Leave

Key Requirements

  • •Bachelor’s degree in Finance, Law, Economics, or related field (Master’s or JD preferred).
  • •Relevant professional certifications (e.g., Series 7, 24, 57, or international equivalents).
  • •7-10+ years of compliance experience in financial services, with at least 3 years in electronic or algorithmic trading.
  • •Proven ability to interpret complex regulations and apply them to HFT operations.
  • •Strong project management skills leading complex, cross-functional regulatory initiatives.
Experience:7-10 yearsFinancial servicesElectronic tradingAlgorithmic tradingHFT
Education:Bachelor's in Finance, Law, Economics, or related field
Skills:Self-sufficientAccountabilityOwnershipAnalytical thinkingProblem-solvingWritten communicationVerbal communicationStakeholder managementIndependent workCollaboration
Certifications:Series 7Series 24Series 57

Company Brief

Eqvilent
Eqvilent is a digital media and creative services firm that delivers branding, web design, and marketing solutions to businesses. They focus on visual identity, user-centered web experiences, and digital content to help clients engage audiences and grow their brands.
Industry: Professional Services
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