Compliance Manager (6 months contract)

Invesco
Hong Kong
Workplace: HybridContractFunction: Legal, Risk & ComplianceExperience: 3-5 yearsSkills: ["Communication","Integrity","Attention to detail","Self-starter","Multi-tasking"]

Manage regulatory compliance for the Hong Kong office and provide compliance support and advice to the business on applicable Hong Kong (and other assigned regional) regulatory requirements. Liaise with regulators, handle regulatory filings, respond to SFC surveys and questionnaires, maintain compliance procedure manuals, and conduct compliance monitoring with reporting and fund report filings for overseas regulators. Support additional Hong Kong/Singapore compliance matters and ad hoc activities.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
Invesco
Invesco
13 hours ago

Compliance Manager (6 months contract)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 13 hours agoStatus: Live

Job Summary

Manage regulatory compliance for the Hong Kong office and provide compliance support and advice to the business on applicable Hong Kong (and other assigned regional) regulatory requirements. Liaise with regulators, handle regulatory filings, respond to SFC surveys and questionnaires, maintain compliance procedure manuals, and conduct compliance monitoring with reporting and fund report filings for overseas regulators. Support additional Hong Kong/Singapore compliance matters and ad hoc activities.
Location: Hong Kong
Workplace: Hybrid
Employment Type: Contract · Permanent
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Liaise with regulators and handle compliance-related regulatory filings.
  • •Respond to Securities and Futures Commission (SFC) surveys and questionnaires.
  • •Keep compliance procedure manuals up to date with local regulations and group policies.
  • •Perform regular compliance monitoring; prepare compliance reports and file fund reports with overseas regulators.
  • •Provide compliance support for other Hong Kong or Singapore matters and assist with ad hoc activities.

Pay and Benefits

Perks:Paid LeaveHealth InsuranceParental LeaveEquity

Key Requirements

  • •Degree in Accounting, Finance, Law, or related disciplines.
  • •Minimum 3–5 years of relevant experience in financial services, preferably in asset management and/or regulatory authorities.
  • •Strong knowledge of Hong Kong regulations and guidelines.
  • •Good understanding of regulatory requirements for offers of investments, including cross-border sales and institutional marketing in Hong Kong.
  • •General product knowledge, including unit trusts, UCITS, and ETFs.
Experience:3-5 yearsFinancial servicesAsset management
Education:
Skills:CommunicationIntegrityAttention to detailSelf-starterMulti-tasking
Languages:English

Company Brief

Invesco
Global investment management firm offering mutual funds, ETFs, retirement solutions, and institutional asset management services. Serves individual investors, financial advisors, and institutions across public and alternative markets.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Atlanta, United States
Founded: 1935
WebsiteLinkedIn