Interactive Brokers Group

3 months ago

AML Compliance – Testing & Monitoring Officer

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Support annual financial crimes testing and assurance for AML control governance and risk within a global AML risk and analytics team. Create and maintain the annual testing plan, coordinate execution with offshore testers, and perform hands-on testing using functional checks and backend SQL. Tune AML reports and scenarios, analyze results, produce risk-based observations and executive reporting, and help maintain the global financial crimes control library and metrics.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Create and maintain the annual financial crimes test plan and coordinate day-to-day execution with offshore testing teams.
•Tune AML reports and scenarios using the existing Model Tuning framework and maintain testing frameworks and templates aligned to regulatory requirements.
•Conduct hands-on testing, including functional testing and backend SQL testing, and perform adequacy reviews of policies and procedures.
•Analyze testing/monitoring results, summarize risk-based observations, and communicate deficiencies to business and key stakeholders with credible challenge.
•Assist with preparing executive reports, maintain the Global Financial Crimes Control Library, and develop testing and monitoring metrics for department reporting.

Pay and Benefits

Perks:Annual BonusEquity401kHealth InsuranceDentalVisionPaid LeaveLearning Budget

Key Requirements

•6+ years evaluating AML controls (e.g., Investigations, Sanctions, Enhanced Due Diligence, Suspicious Activity Reporting) in a financial institution.
•Bachelor’s or Master’s degree with knowledge of AML and applicable industry standards, including US and foreign AML regulatory regimes.
•Hands-on experience with SQL, Jira, and JQL queries for testing and monitoring.
•Experience using Python for automation and data analysis and an understanding of SDLC.
•Excellent written and oral communication, plus strong analytical/problem-solving, organizational, and project management skills.

Experience:6+ yearsAMLFinancial servicesBrokerageFinancial crimes controls

Education:Master's

Skills:Analytical skillsProblem-solvingCommunicationCollaborationOrganizational skills

Licenses:Series 7

Certifications:ACAMSCFECFCS

Tech Stack:SQLJiraJQLPythonSDLC

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

3 months ago

AML Compliance – Testing & Monitoring Officer

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Create and maintain the annual financial crimes test plan and coordinate day-to-day execution with offshore testing teams.
•Tune AML reports and scenarios using the existing Model Tuning framework and maintain testing frameworks and templates aligned to regulatory requirements.
•Conduct hands-on testing, including functional testing and backend SQL testing, and perform adequacy reviews of policies and procedures.
•Analyze testing/monitoring results, summarize risk-based observations, and communicate deficiencies to business and key stakeholders with credible challenge.
•Assist with preparing executive reports, maintain the Global Financial Crimes Control Library, and develop testing and monitoring metrics for department reporting.

Pay and Benefits

Perks:Annual BonusEquity401kHealth InsuranceDentalVisionPaid LeaveLearning Budget

Key Requirements

•6+ years evaluating AML controls (e.g., Investigations, Sanctions, Enhanced Due Diligence, Suspicious Activity Reporting) in a financial institution.
•Bachelor’s or Master’s degree with knowledge of AML and applicable industry standards, including US and foreign AML regulatory regimes.
•Hands-on experience with SQL, Jira, and JQL queries for testing and monitoring.
•Experience using Python for automation and data analysis and an understanding of SDLC.
•Excellent written and oral communication, plus strong analytical/problem-solving, organizational, and project management skills.

Experience:6+ yearsAMLFinancial servicesBrokerageFinancial crimes controls

Education:Master's

Skills:Analytical skillsProblem-solvingCommunicationCollaborationOrganizational skills

Licenses:Series 7

Certifications:ACAMSCFECFCS

Tech Stack:SQLJiraJQLPythonSDLC

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn