Assistant Vice President Operations (Bangalore, KA, IN, 560103)

HSBC
Bengaluru
Full timeFunction: Executive & General ManagementExperience: 7+ yearsSkills: ["Inter-personal skills","Decision making","Risk management","Leadership","Customer/stakeholder follow-up"]

Lead operations for Securities Services service delivery, partnering with clients and internal stakeholders to meet service levels and maintain accurate documentation. Own risk management by identifying MSIIs and driving remedial actions, while using technology to mitigate operational risk. Ensure regulatory compliance across AML/KYC and transfer agent activities, including updating procedures after FIM/regulatory changes and supporting AML database records through investor due diligence processes.

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HSBC
HSBC
2 days ago

Assistant Vice President Operations (Bangalore, KA, IN, 560103)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 7 hours agoStatus: Closed
Reposted: similar role first listed 6 months ago

Job Summary

Lead operations for Securities Services service delivery, partnering with clients and internal stakeholders to meet service levels and maintain accurate documentation. Own risk management by identifying MSIIs and driving remedial actions, while using technology to mitigate operational risk. Ensure regulatory compliance across AML/KYC and transfer agent activities, including updating procedures after FIM/regulatory changes and supporting AML database records through investor due diligence processes.
Location: Bengaluru
Employment Type: Full time
Job Function: Executive & General Management
Seniority: Manager level

Key Responsibilities

  • •Maintain and enhance Securities Services reputation through ongoing client interaction, technical input, and coordination of delivery staff.
  • •Ensure client services are correctly positioned and executed, and follow up with operational departments when service levels miss expectations.
  • •Proactively manage risk by identifying and prioritizing MSIIs and ensuring remedial actions are taken within the operation.
  • •Own capacity reporting, including monthly reporting to AOP headcount, WFP and FRP, and stay up to date with local AML/KYC regulatory requirements for Transfer Agent activities.
  • •Perform AML/KYC due diligence, including identity verification, legal status checks, and UBO identification; ensure AML outcomes and documentation are accurately recorded and retained.

Key Requirements

  • •Graduate or post-graduate diploma/degree in Accounting, Finance and Banking (higher qualifications acceptable).
  • •Certification in AML/KYC risk management and essential knowledge of securities industry.
  • •7–8+ years of prior experience in Transfer Agency AML/KYC services (team experience preferred) or at least 7+ years in AML/KYC function in non-transfer agency business.
  • •Working knowledge of regulations including GDPR, FATCA and CRS, and CSSF.
  • •Proven management experience plus strong interpersonal and decision-making skills to drive teams forward.
Experience:7+ yearsFinancial servicesAML/KYCSecurities servicesTransfer agencyMutual funds
Education:
Skills:Inter-personal skillsDecision makingRisk managementLeadershipCustomer/stakeholder follow-up
Certifications:CISI – Chartered Institute for Securities and Investment CertificationsAML/KYC risk management certification

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn